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First Trust Emerging Markets Small Cap AlphaDEX Fund

70 hedge funds and large institutions have $139M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2025 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 25 increasing their positions, 29 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

11% more funds holding

Funds holding: 6370 (+7)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

4.14% less ownership

Funds ownership: 61.93%57.79% (-4.1%)

14% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 29

19% less capital invested

Capital invested by funds: $171M → $139M (-$31.9M)

Holders
70
Holders Change
+7
Holders Change %
+11.11%
% of All Funds
0.85%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
25
Reduced
29
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.7M -$1.48M -34,747 -7%
Wells Fargo
2
Wells Fargo
California
$14.4M -$206K -4,855 -1%
LPL Financial
3
LPL Financial
California
$10.3M -$5.11M -120,222 -33%
Raymond James Financial
4
Raymond James Financial
Florida
$8.96M -$259K -6,088 -3%
BWG
5
Beta Wealth Group
California
$8.44M -$50K -1,178 -0.6%
6F
6
626 Financial
Michigan
$6.93M +$193K +4,549 +3%
AAP
7
Arax Advisory Partners
Colorado
$5.51M +$73.2K +1,724 +1%
PAG
8
Private Advisor Group
New Jersey
$5.14M +$445K +10,472 +9%
Jones Financial Companies
9
Jones Financial Companies
Missouri
$3.95M -$232K -5,469 -6%
FTUS
10
Flow Traders U.S.
New York
$3.36M +$1.06M +24,906 +45%
NA
11
NewEdge Advisors
Louisiana
$3.29M +$336K +7,917 +11%
VA
12
VestGen Advisors
Illinois
$3.01M +$1.19M +28,091 +65%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$2.95M -$66.4K -1,563 -2%
AIC
14
Archer Investment Corporation
Indiana
$2.88M -$20.7K -487 -0.7%
Jane Street
15
Jane Street
New York
$2.7M -$431K -10,143 -14%
TPA
16
Trivium Point Advisory
Connecticut
$2.67M +$45.2K +1,063 +2%
CWA
17
Crusonia Wealth Advisors
Colorado
$2.48M +$2.5M +58,941 New
UBS Group
18
UBS Group
Switzerland
$2.44M -$4.23M -99,653 -63%
CPG
19
Cornerstone Planning Group
New Jersey
$2.42M -$950K -22,359 -30%
Stifel Financial
20
Stifel Financial
Missouri
$2.15M +$104K +2,448 +5%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$2.06M +$223K +5,240 +12%
QCIG
22
Quad-Cities Investment Group
Iowa
$1.9M -$85 -2 -0%
HAS
23
HBW Advisory Services
California
$1.76M -$87.1K -2,050 -5%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$1.53M +$194K +4,564 +14%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$1.31M +$15.6K +368 +1%