First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
14 hedge funds and large institutions have $26.9M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 1 closing their positions.
100% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 1
71% more capital invested
Capital invested by funds: $15.7M → $26.9M (+$11.1M)
40% more repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 5
15.16% more ownership
Funds ownership: 62.72% → 77.88% (+15%)
8% more funds holding
Funds holding: 13 → 14 (+1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$5.16M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$3M |
| 3 |
Jane Street
New York
|
+$1.87M |
| 4 |
BFA
Beaumont Financial Advisors
Needham,
Massachusetts
|
+$284K |
| 5 |
JP Morgan Chase
New York
|
+$167K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$186K |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$90.2K |
| 3 |
Ameriprise
Minneapolis,
Minnesota
|
-$51.9K |
| 4 |
LPL Financial
San Diego,
California
|
-$43K |
| 5 |
SI
Stephens Inc
Little Rock,
Arkansas
|
-$25.9K |
FEMS Hedge Fund Activity: Q3 2013 in Review
14 of the 3,096 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q3 2013, worth a combined $26.9M — up 71% from $15.7M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new FEMS positions and 1 closed out — a net gain of 1 holder — while 7 added to existing stakes and 5 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $5.16M. The largest seller was Susquehanna International Group, cutting an estimated $186K.
- 14 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q3 2013, up from 13 in Q2 2013.
- Funds reported $26.9M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q3 2013, up 71% quarter-over-quarter.
- 2 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q3 2013 and 1 closed out, a net change of +1 holder.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q3 2013 was Morgan Stanley, an estimated $5.16M added.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q3 2013 was Susquehanna International Group, an estimated $186K sold.
Based on aggregated 13F filings for Q3 2013.