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First Trust Emerging Markets Small Cap AlphaDEX Fund

22 hedge funds and large institutions have $24.5M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

125% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 4

125% more capital invested

Capital invested by funds: $10.9M → $24.5M (+$13.6M)

41.76% more ownership

Funds ownership: 38.49%80.25% (+42%)

22% more funds holding

Funds holding: 1822 (+4)

Holders
22
Holders Change
+4
Holders Change %
+22.22%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
9
Reduced
4
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
3AM
1
3D Asset Management
Connecticut
$12.1M +$11M +413,763 New
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$4.55M +$4.16M +156,129 New
LPL Financial
3
LPL Financial
California
$1.75M +$17.3K +648 +1%
Bank of America
4
Bank of America
North Carolina
$1M -$1.6M -60,148 -64%
FWM
5
Frontier Wealth Management
Missouri
$957K +$95K +3,561 +12%
Citadel Advisors
6
Citadel Advisors
Florida
$956K +$170K +6,367 +24%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$951K +$255K +9,577 +41%
Morgan Stanley
8
Morgan Stanley
New York
$619K -$234K -8,767 -29%
AI
9
Atria Investments
North Carolina
$567K +$519K +19,452 New
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$407K +$334K +12,512 +853%
VKH
11
Virtu KCG Holdings
New York
$300K -$93.9K -3,523 -26%
WA
12
WFG Advisors
Texas
$96K +$48K +1,801 +121%
MFS
13
MSI Financial Services
Massachusetts
$82K +$74.6K +2,799 New
UBS Group
14
UBS Group
Switzerland
$67K -$32.9K -1,232 -35%
Fifth Third Bancorp
15
Fifth Third Bancorp
Ohio
$38K
IA
16
IFP Advisors
Florida
$38K +$14.9K +560 +112%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$27K +$2.45K +92 +11%
AIG
18
American International Group
New York
$21K
TRCT
19
Tower Research Capital (TRC)
New York
$16K +$13.6K +509 +1,414%
DADC
20
D.A. Davidson & Co
Montana
$8K
GWM
21
Geneos Wealth Management
Colorado
$5K +$5.17K +194 New
OMC
22
Old Mission Capital
Illinois
-$3.13M -115,814 Closed

FEMS Hedge Fund Activity: Q1 2016 in Review

22 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q1 2016, worth a combined $24.5M — up 125% from $10.9M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FEMS positions and 1 closed out — a net gain of 4 holders — while 9 added to existing stakes and 4 trimmed.

The largest buyer was 3D Asset Management, opening a new position worth an estimated $11M. The largest seller was Old Mission Capital, exiting entirely with an estimated $3.13M sold.

  • 22 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q1 2016, up from 18 in Q4 2015.
  • Funds reported $24.5M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q1 2016, up 125% quarter-over-quarter.
  • 5 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q1 2016 and 1 closed out, a net change of +4 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q1 2016 was 3D Asset Management, an estimated $11M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q1 2016 was Old Mission Capital, an estimated $3.13M sold.

Based on aggregated 13F filings for Q1 2016.