Atria Investments’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Atria Investments’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-42,416	Closed	-$1.62M	–	992
2018 Q2	$1.62M	Sell	42,416 -42,694	-50%	-$1.78M	0.07%	269
2018 Q1	$3.82M	Buy	85,110 +45,499	+115%	+$2.05M	0.18%	100
2017 Q4	$1.72M	Sell	39,611 -4,617	-10%	-$193K	0.09%	237
2017 Q3	$1.83M	Buy	44,228 +1,673	+4%	+$67.7K	0.1%	203
2017 Q2	$1.57M	Buy	42,555 +2,460	+6%	+$89.7K	0.1%	220
2017 Q1	$1.46M	Buy	40,095 +4,854	+14%	+$166K	0.1%	214
2016 Q4	$1.06M	Buy	35,241 +1,089	+3%	+$33.9K	0.08%	226
2016 Q3	$1.12M	Buy	34,152 +7,910	+30%	+$255K	0.1%	173
2016 Q2	$781K	Buy	26,242 +6,790	+35%	+$196K	0.08%	187
2016 Q1	$567K	Buy	+19,452	New	+$519K	0.06%	220

Other funds holding FEMS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return

Atria Investments's FEMS Position: Q3 2018 in Review

Atria Investments sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q3 2018, closing a stake of 42,416 shares — an estimated $1.62M sold.

Atria Investments first reported a position in FEMS in Q1 2016 and held it in 10 quarters. The position peaked at $3.82M in Q1 2018. 53 funds tracked by Wall St. Rank hold FEMS as of Q3 2018.

Atria Investments reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q3 2018 after selling out during the quarter.
Atria Investments sold 42,416 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q3 2018, an estimated $1.62M.
Atria Investments first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q1 2016 and held it in 10 quarters.
Atria Investments's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $3.82M in Q1 2018.
53 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q3 2018.

Based on Atria Investments's 13F filing for Q3 2018, filed 9 Oct 2018.