LPL Financial
FEMS icon

LPL Financial’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

LPL Financial’s Portfolio FEMS Stock Details FEMS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$11.1M Sell
242,763
-1,456
-0.6% -$66.1K ﹤0.01% 1910
2025
Q4 		$10.3M Sell
244,219
-120,222
-33% -$5.11M ﹤0.01% 1905
2025
Q3 		$16.1M Sell
364,441
-46,611
-11% -$1.99M ﹤0.01% 1502
2025
Q2 		$16.7M Sell
411,052
-16,380
-4% -$624K 0.01% 1375
2025
Q1 		$15.9M Buy
427,432
+2,928
+0.7% +$110K 0.01% 1301
2024
Q4 		$16M Buy
424,504
+4,249
+1% +$166K 0.01% 1218
2024
Q3 		$17.3M Buy
420,255
+13,851
+3% +$555K 0.01% 1117
2024
Q2 		$16.5M Buy
406,404
+19,318
+5% +$776K 0.01% 1056
2024
Q1 		$15M Buy
387,086
+9,151
+2% +$351K 0.01% 1082
2023
Q4 		$14.5M Sell
377,935
-7,662
-2% -$286K 0.01% 1034
2023
Q3 		$14.8M Buy
385,597
+22,924
+6% +$880K 0.01% 944
2023
Q2 		$13.2M Buy
362,673
+103,081
+40% +$3.77M 0.01% 986
2023
Q1 		$9.66M Buy
259,592
+46,917
+22% +$1.81M 0.01% 1106
2022
Q4 		$8.28M Buy
212,675
+12,926
+6% +$464K 0.01% 1143
2022
Q3 		$6.37M Buy
199,749
+8,078
+4% +$278K 0.01% 1210
2022
Q2 		$6.66M Sell
191,671
-2,615
-1% -$99.5K 0.01% 1207
2022
Q1 		$7.89M Buy
194,286
+116,662
+150% +$4.68M 0.01% 1130
2021
Q4 		$3.12M Sell
77,624
-4,740
-6% -$195K ﹤0.01% 1754
2021
Q3 		$3.48M Buy
82,364
+1,220
+2% +$54.4K ﹤0.01% 1635
2021
Q2 		$3.78M Sell
81,144
-138,786
-63% -$6.32M ﹤0.01% 1542
2021
Q1 		$9.57M Buy
219,930
+12,951
+6% +$560K 0.01% 848
2020
Q4 		$8.51M Buy
206,979
+15,506
+8% +$568K 0.01% 831
2020
Q3 		$6.43M Buy
191,473
+840
+0.4% +$29.4K 0.01% 831
2020
Q2 		$6.21M Sell
190,633
-1,463
-0.8% -$42.8K 0.01% 775
2020
Q1 		$4.8M Buy
192,096
+53,271
+38% +$1.84M 0.01% 766
2019
Q4 		$5.49M Buy
138,825
+6,070
+5% +$220K 0.01% 807
2019
Q3 		$4.52M Buy
132,755
+24,357
+22% +$855K 0.01% 833
2019
Q2 		$3.8M Sell
108,398
-8,162
-7% -$282K 0.01% 904
2019
Q1 		$4.14M Sell
116,560
-62,893
-35% -$2.19M 0.01% 850
2018
Q4 		$5.78M Sell
179,453
-169,778
-49% -$5.7M 0.02% 632
2018
Q3 		$12.6M Sell
349,231
-26,790
-7% -$1M 0.03% 414
2018
Q2 		$14.4M Buy
376,021
+17,815
+5% +$743K 0.04% 351
2018
Q1 		$16.1M Buy
358,206
+160,797
+81% +$7.25M 0.04% 319
2017
Q4 		$8.56M Buy
197,409
+877
+0.4% +$36.6K 0.03% 458
2017
Q3 		$8.14M Buy
196,532
+32,799
+20% +$1.33M 0.03% 435
2017
Q2 		$6.04M Buy
163,733
+120,527
+279% +$4.4M 0.02% 502
2017
Q1 		$1.58M Buy
43,206
+8,869
+26% +$303K 0.01% 967
2016
Q4 		$1.05M Sell
34,337
-1,756
-5% -$54.6K 0.01% 1184
2016
Q3 		$1.18M Sell
36,093
-895
-2% -$28.8K 0.01% 1068
2016
Q2 		$1.1M Sell
36,988
-24,530
-40% -$709K 0.01% 1108
2016
Q1 		$1.75M Buy
61,518
+648
+1% +$17.3K ﹤0.01% 1283
2015
Q4 		$1.61M Buy
60,870
+33,479
+122% +$947K ﹤0.01% 1315
2015
Q3 		$775K Buy
27,391
+6,396
+30% +$188K ﹤0.01% 1441
2015
Q2 		$676K Buy
20,995
+1,530
+8% +$54.9K ﹤0.01% 1656
2015
Q1 		$644K Sell
19,465
-892
-4% -$29K ﹤0.01% 1670
2014
Q4 		$661K Sell
20,357
-85,564
-81% -$2.93M ﹤0.01% 1584
2014
Q3 		$3.81M Buy
105,921
+36,288
+52% +$1.39M 0.02% 571
2014
Q2 		$2.58M Buy
69,633
+10,709
+18% +$394K 0.02% 746
2014
Q1 		$2.16M Buy
58,924
+31,156
+112% +$1.13M 0.01% 797
2013
Q4 		$1M Buy
27,768
+20,112
+263% +$713K 0.01% 1248
2013
Q3 		$276K Sell
7,656
-1,275
-14% -$43K ﹤0.01% 2076
2013
Q2 		$299K Buy
+8,931
New +$330K ﹤0.01% 1907

Other funds holding FEMS

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
BWG
Beta Wealth Group San Diego, California $267M AUM 18.9% 1-Year Est. Return
6F
626 Financial Portage, Michigan $257M AUM 22.23% 1-Year Est. Return
AAP
Arax Advisory Partners Denver, Colorado $3.54B AUM 19.14% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return
Jones Financial Companies
Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return

LPL Financial's FEMS Position: Q1 2026 in Review

LPL Financial reduced its First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) stake by 0.6% in Q1 2026, selling an estimated $66.1K and leaving 242,763 shares worth $11.1M. The position accounts for ﹤0.01% of the portfolio, ranked #1910.

LPL Financial first reported a position in FEMS in Q2 2013 and has held it in 52 quarters since. The position peaked at $17.3M in Q3 2024. 68 funds tracked by Wall St. Rank hold FEMS as of Q1 2026.

  • LPL Financial held 242,763 shares of First Trust Emerging Markets Small Cap AlphaDEX Fund worth $11.1M as of Q1 2026.
  • LPL Financial sold 1,456 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q1 2026, an estimated $66.1K.
  • First Trust Emerging Markets Small Cap AlphaDEX Fund made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #1910 holding.
  • LPL Financial first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q2 2013 and has held it in 52 quarters since.
  • LPL Financial's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $17.3M in Q3 2024.
  • 68 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.