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First Trust Emerging Markets Small Cap AlphaDEX Fund

57 hedge funds and large institutions have $135M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 25 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
+13
Holders Change %
+29.55%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
25
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$22M -$1.24M -27,720 -5%
3AM
2
3D Asset Management
Connecticut
$20.1M -$827K -18,428 -4%
LPL Financial
3
LPL Financial
California
$16.1M +$7.22M +160,797 +81%
Bank of America
4
Bank of America
North Carolina
$13.5M +$1.5M +33,502 +13%
UBS Group
5
UBS Group
Switzerland
$9.81M +$2.67M +59,450 +37%
RJA
6
Raymond James & Associates
Florida
$6.65M +$651K +14,503 +11%
Citadel Advisors
7
Citadel Advisors
Florida
$5.82M +$5.82M +129,569 New
Stifel Financial
8
Stifel Financial
Missouri
$4.01M +$2.35M +52,234 +141%
AI
9
Atria Investments
North Carolina
$3.82M +$2.04M +45,499 +115%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$3.76M -$1.02M -24,640 -21%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$3.42M -$306K -6,819 -8%
FAAS
12
First Allied Advisory Services
California
$3.04M +$3.03M +67,404 +19,537%
FWM
13
Frontier Wealth Management
Missouri
$1.9M +$433K +9,643 +29%
SS
14
Simplicity Solutions
Minnesota
$1.74M +$330K +7,338 +23%
PCM
15
Penserra Capital Management
California
$1.65M +$1.65M +36,721 New
AG
16
Advisor Group
Arizona
$1.44M +$620K +13,787 +76%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$1.43M +$321K +7,149 +29%
JIP
18
Jaffetilchin Investment Partners
Florida
$1.26M +$931K +20,728 +282%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.23M +$317K +7,051 +35%
MML Investors Services
20
MML Investors Services
Massachusetts
$1.15M +$775K +17,273 +209%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.12M +$176K +3,931 +19%
CAN
22
Cetera Advisor Networks
California
$1.04M +$137K +3,055 +15%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$963K +$293K +6,530 +44%
MIAN
24
Mariner Independent Advisor Network
Kansas
$957K +$135K +3,013 +16%
LNC
25
Lincoln National Corp
Pennsylvania
$795K +$795K +17,710 New