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First Trust Emerging Markets Small Cap AlphaDEX Fund

47 hedge funds and large institutions have $59M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

19% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 16

2% more funds holding

Funds holding: 4647 (+1)

0.14% more ownership

Funds ownership: 55.08%55.22% (+0.14%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5% less capital invested

Capital invested by funds: $62.2M → $59M (-$3.18M)

Holders
47
Holders Change
+1
Holders Change %
+2.17%
% of All Funds
0.81%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
19
Reduced
16
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$9.73M +$5.35M +155,200 +104%
LPL Financial
2
LPL Financial
California
$6.37M +$278K +8,078 +4%
6F
3
626 Financial
Michigan
$6.06M -$309K -8,952 -5%
FAIM
4
Financial Advocates Investment Management
Washington
$4.52M -$6.86K -199 -0.1%
Morgan Stanley
5
Morgan Stanley
New York
$4.23M +$324K +9,414 +8%
UBS Group
6
UBS Group
Switzerland
$3.57M -$541K -15,693 -12%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.73M -$56.2K -1,631 -2%
RW
8
RVW Wealth
California
$2.66M -$147K -4,275 -5%
WP
9
WealthSource Partners
California
$2.03M +$234K +6,780 +12%
CAN
10
Cetera Advisor Networks
California
$1.93M +$341K +9,892 +19%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$1.84M -$26.2K -759 -1%
CAPTRUST Financial Advisors
12
CAPTRUST Financial Advisors
North Carolina
$1.3M +$1.4M +40,715 New
RJA
13
Raymond James & Associates
Florida
$1.02M +$17.5K +509 +2%
SA
14
SFI Advisors
New Jersey
$794K
Stifel Financial
15
Stifel Financial
Missouri
$735K +$795K +23,055 New
CA
16
Cetera Advisors
Colorado
$714K +$285K +8,278 +59%
QCIG
17
Quad-Cities Investment Group
Iowa
$642K +$371K +10,766 +115%
AWA
18
Arkadios Wealth Advisors
Georgia
$552K +$32.3K +936 +6%
AFA
19
American Financial Advisors
Georgia
$543K +$586K +17,013 New
HAS
20
HBW Advisory Services
California
$541K -$241 -7 -0%
SFP
21
Sweet Financial Partners
Minnesota
$516K
OC
22
Oppenheimer & Co
New York
$488K +$8.1K +235 +2%
MML Investors Services
23
MML Investors Services
Massachusetts
$484K +$10.5K +306 +2%
EAM
24
Empirical Asset Management
Massachusetts
$476K -$99.3K -2,882 -16%
Osaic Holdings
25
Osaic Holdings
Arizona
$470K +$47.2K +1,369 +10%

FEMS Hedge Fund Activity: Q3 2022 in Review

47 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q3 2022, worth a combined $59M — down 5.1% from $62.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FEMS positions and 4 closed out — a net gain of 2 holders — while 19 added to existing stakes and 16 trimmed.

The largest buyer was Wells Fargo, adding an estimated $5.35M. The largest seller was Ameraudi Asset Management, exiting entirely with an estimated $2.69M sold.

  • 47 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q3 2022, up from 46 in Q2 2022.
  • Funds reported $59M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q3 2022, down 5.1% quarter-over-quarter.
  • 6 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q3 2022 and 4 closed out, a net change of +2 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q3 2022 was Wells Fargo, an estimated $5.35M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q3 2022 was Ameraudi Asset Management, an estimated $2.69M sold.

Based on aggregated 13F filings for Q3 2022.