FEMS icon

First Trust Emerging Markets Small Cap AlphaDEX Fund

65 hedge funds and large institutions have $109M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2018 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 16 increasing their positions, 22 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
+8
Holders Change %
+14.04%
% of All Funds
1.49%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
17
Increased
16
Reduced
22
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$19.2M +$432K +11,310 +2%
LPL Financial
2
LPL Financial
California
$14.4M +$681K +17,815 +5%
Bank of America
3
Bank of America
North Carolina
$10.2M -$1.26M -32,884 -11%
3AM
4
3D Asset Management
Connecticut
$8.99M -$8.1M -212,010 -47%
UBS Group
5
UBS Group
Switzerland
$7.96M -$394K -10,318 -5%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$5.56M +$5.56M +145,296 New
RJA
7
Raymond James & Associates
Florida
$5.45M -$212K -5,535 -4%
Jane Street
8
Jane Street
New York
$3.49M +$3.49M +91,346 New
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$3.19M -$289K -7,553 -8%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.96M +$50.6K +1,323 +2%
Stifel Financial
11
Stifel Financial
Missouri
$2.52M -$865K -22,821 -26%
FWM
12
Frontier Wealth Management
Missouri
$1.68M +$54K +1,412 +3%
AI
13
Atria Investments
North Carolina
$1.62M -$1.63M -42,694 -50%
LNC
14
Lincoln National Corp
Pennsylvania
$1.62M +$943K +24,674 +139%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.51M +$467K +12,218 +45%
SS
16
Simplicity Solutions
Minnesota
$1.45M -$32.5K -849 -2%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$1.43M
MML Investors Services
18
MML Investors Services
Massachusetts
$1.26M +$282K +7,388 +29%
AG
19
Advisor Group
Arizona
$1.17M -$51.9K -1,356 -4%
Bank of Nova Scotia
20
Bank of Nova Scotia
Ontario, Canada
$1M +$805K +21,074 +408%
PAG
21
Private Advisor Group
New Jersey
$973K +$973K +25,482 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$901K -$49.7K -1,300 -5%
GRP
23
Global Retirement Partners
California
$845K +$845K +22,104 New
GLA
24
Good Life Advisors
Pennsylvania
$799K +$284K +7,401 +55%
Citadel Advisors
25
Citadel Advisors
Florida
$728K -$4.23M -110,525 -85%