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First Trust Emerging Markets Small Cap AlphaDEX Fund

53 hedge funds and large institutions have $86.3M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.1% more ownership

Funds ownership: 60.37%60.47% (+0.1%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 17

0% less capital invested

Capital invested by funds: $86.4M → $86.3M (-$115K)

4% less funds holding

Funds holding: 5553 (-2)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

Holders
53
Holders Change
-2
Holders Change %
-3.64%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
17
Reduced
17
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
G
1
GenTrust
Florida
$15.2M +$782K +19,505 +5%
Morgan Stanley
2
Morgan Stanley
New York
$8.46M -$109K -2,729 -1%
6F
3
626 Financial
Michigan
$8.05M +$481K +12,002 +6%
LPL Financial
4
LPL Financial
California
$7.89M +$4.68M +116,662 +150%
AAM
5
Ameraudi Asset Management
New York
$5.13M +$443K +11,058 +10%
UBS Group
6
UBS Group
Switzerland
$5.06M +$368K +9,189 +8%
RW
7
RVW Wealth
California
$3.59M +$452K +11,288 +15%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.56M -$265K -6,622 -7%
OMC
9
Old Mission Capital
Illinois
$3.06M +$3.02M +75,255 New
Jane Street
10
Jane Street
New York
$2.39M -$2.17M -54,217 -48%
WP
11
WealthSource Partners
California
$2.35M +$313K +7,805 +16%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$2.32M +$75.8K +1,892 +3%
CAN
13
Cetera Advisor Networks
California
$2.26M +$102K +2,547 +5%
Wells Fargo
14
Wells Fargo
California
$1.9M +$122K +3,050 +7%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$1.77M -$695K -17,354 -28%
FWM
16
Frontier Wealth Management
Missouri
$1.62M +$481 +12 +0%
RJA
17
Raymond James & Associates
Florida
$1.43M -$364K -9,073 -20%
EH
18
Equitable Holdings
New York
$960K +$130K +3,250 +16%
AFA
19
American Financial Advisors
Georgia
$890K -$23.7K -591 -3%
EAM
20
Empirical Asset Management
Massachusetts
$878K +$140K +3,482 +19%
HAS
21
HBW Advisory Services
California
$676K +$87.5K +2,183 +15%
OC
22
Oppenheimer & Co
New York
$589K -$37.6K -939 -6%
MML Investors Services
23
MML Investors Services
Massachusetts
$583K -$54.8K -1,368 -9%
WWM
24
Western Wealth Management
Colorado
$574K +$280K +6,992 +98%
Osaic Holdings
25
Osaic Holdings
Arizona
$550K -$91.6K -2,286 -14%

FEMS Hedge Fund Activity: Q1 2022 in Review

53 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q1 2022, worth a combined $86.3M — down 0.13% from $86.4M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FEMS and 10 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 17 added.

The largest buyer was LPL Financial, adding an estimated $4.68M. The largest seller was Private Advisor Group, exiting entirely with an estimated $3.5M sold.

  • 53 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q1 2022, down from 55 in Q4 2021.
  • Funds reported $86.3M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q1 2022, down 0.13% quarter-over-quarter.
  • 10 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q1 2022 and 12 closed out, a net change of -2 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q1 2022 was LPL Financial, an estimated $4.68M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q1 2022 was Private Advisor Group, an estimated $3.5M sold.

Based on aggregated 13F filings for Q1 2022.