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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

Overview Fund Activity

67 hedge funds and large institutions have $176M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2025 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 26 increasing their positions, 23 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
67
Holders Change
-2
Holders Change %
-2.9%
% of All Funds
0.91%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
7
Increased
26
Reduced
23
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BWG
Beta Wealth Group
California
+$8.75M
2
FTUS
Flow Traders U.S.
New York
+$1.17M
3
CPG
Cornerstone Planning Group
New Jersey
+$911K
4
Bank of America
Bank of America
North Carolina
+$893K
5
IWC
Integrated Wealth Concepts
Massachusetts
+$865K

Top Sellers

1
Raymond James Financial
Raymond James Financial
Florida
-$3.83M
2
Morgan Stanley
Morgan Stanley
New York
-$3.21M
3
MFG
Merit Financial Group
Georgia
-$3.1M
4
Wells Fargo
Wells Fargo
California
-$2.82M
5
IAA
Independent Advisor Alliance
North Carolina
-$2.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$21.4M -$3.21M -86,313 -13%
Wells Fargo
2
Wells Fargo
California
$17.6M -$2.82M -75,768 -14%
Raymond James Financial
3
Raymond James Financial
Florida
$16.9M -$3.83M -103,172 -18%
LPL Financial
4
LPL Financial
California
$15.9M +$109K +2,928 +0.7%
CPG
5
Cornerstone Planning Group
New Jersey
$11.3M +$911K +24,978 +9%
BWG
6
Beta Wealth Group
California
$8.75M +$8.75M +235,509 New
SPIA
7
Steward Partners Investment Advisory
New York
$8.65M +$215K +5,788 +3%
UBS Group
8
UBS Group
Switzerland
$5.98M +$224K +6,030 +4%
6F
9
626 Financial
Michigan
$5.94M +$559K +15,028 +10%
OMC
10
Old Mission Capital
Illinois
$4.88M -$281K -7,558 -5%
IWC
11
Integrated Wealth Concepts
Massachusetts
$4.24M +$865K +23,261 +26%
PAG
12
Private Advisor Group
New Jersey
$4.06M +$14.7K +396 +0.4%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$3.59M +$159K +4,279 +5%
Jones Financial Companies
14
Jones Financial Companies
Missouri
$3.44M +$834K +22,216 +32%
AAP
15
Arax Advisory Partners
Colorado
$3.32M +$369K +9,925 +13%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$2.87M +$186K +4,997 +7%
NA
17
NewEdge Advisors
Louisiana
$2.68M +$48.7K +1,310 +2%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$2.58M +$791K +21,290 +44%
AIC
19
Archer Investment Corporation
Indiana
$2.49M -$12.5K -337 -0.5%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$2.36M +$194K +5,215 +9%
Osaic Holdings
21
Osaic Holdings
Arizona
$2.16M +$115K +3,107 +6%
TPA
22
Trivium Point Advisory
Connecticut
$2.1M +$681K +18,321 +48%
Stifel Financial
23
Stifel Financial
Missouri
$1.72M +$132K +3,562 +8%
QCIG
24
Quad-Cities Investment Group
Iowa
$1.67M +$62K +1,667 +4%
VA
25
VestGen Advisors
Illinois
$1.58M +$1.58M +42,641 New
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