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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

Overview Fund Activity

42 hedge funds and large institutions have $77.3M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
-3
Holders Change %
-6.67%
% of All Funds
0.86%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
6
Increased
10
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
+$4.35M
2
Bank of America
Bank of America
North Carolina
+$721K
3
AFA
American Financial Advisors
Georgia
+$592K
4
QCIG
Quad-Cities Investment Group
Iowa
+$329K
5
CWM
Cornerstone Wealth Management
Missouri
+$245K

Top Sellers

1
RW
RVW Wealth
California
-$4.26M
2
UBS Group
UBS Group
Switzerland
-$2.63M
3
Jane Street
Jane Street
New York
-$2.5M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.16M
5
FTUS
Flow Traders U.S.
New York
-$2.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
AFA
1
American Financial Advisors
Georgia
$22.3M +$592K +16,676 +3%
Bank of America
2
Bank of America
North Carolina
$13.1M +$721K +22,127 +6%
LPL Financial
3
LPL Financial
California
$6.21M -$47.7K -1,463 -0.8%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$5.06M -$700K -21,497 -12%
Citadel Advisors
5
Citadel Advisors
Florida
$4.68M +$4.35M +133,628 +1,294%
Morgan Stanley
6
Morgan Stanley
New York
$3.85M -$738K -22,661 -16%
UBS Group
7
UBS Group
Switzerland
$3.2M -$2.63M -80,741 -45%
Jane Street
8
Jane Street
New York
$2.76M -$2.5M -76,900 -48%
RW
9
RVW Wealth
California
$2.38M -$4.26M -130,798 -64%
LNC
10
Lincoln National Corp
Pennsylvania
$2.01M -$56.2K -1,726 -3%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.94M -$2.16M -66,432 -53%
FWM
12
Frontier Wealth Management
Missouri
$1.33M – – –
RJA
13
Raymond James & Associates
Florida
$1.26M -$28.6K -879 -2%
Wells Fargo
14
Wells Fargo
California
$1.16M +$109K +3,344 +10%
MML Investors Services
15
MML Investors Services
Massachusetts
$1.07M +$95.5K +2,933 +10%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$562K +$131K +4,014 +30%
Osaic Holdings
17
Osaic Holdings
Arizona
$556K -$194K -5,950 -26%
OC
18
Oppenheimer & Co
New York
$497K +$13.8K +422 +3%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$462K -$80K -2,462 -15%
CAN
20
Cetera Advisor Networks
California
$437K +$22.3K +684 +5%
CG
21
Colony Group
Massachusetts
$372K -$65.1K -2,000 -15%
QCIG
22
Quad-Cities Investment Group
Iowa
$329K +$329K +10,116 New
WWM
23
Western Wealth Management
Colorado
$306K -$58.4K -1,792 -16%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$289K -$3.75K -115 -1%
CWM
25
Cornerstone Wealth Management
Missouri
$245K +$245K +7,513 New
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