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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

Overview Fund Activity

71 hedge funds and large institutions have $233M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 32 increasing their positions, 23 reducing their positions, and 6 closing their positions.

Holders
71
Holders Change
+2
Holders Change %
+2.9%
% of All Funds
1.13%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
8
Increased
32
Reduced
23
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$53.5M
2
MFG
2
Merit Financial Group
Georgia
$4.65M
3
KA
3
Kure Advisory
Minnesota
$2.51M
4
Osaic Holdings
4
Osaic Holdings
Arizona
$6.68M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$5.36M

Top Sellers

1
Jane Street
1
Jane Street
New York
$0
2
OMC
2
Old Mission Capital
Illinois
$477K
3
WP
3
WealthPLAN Partners
Nebraska
$525K
4
Citadel Advisors
4
Citadel Advisors
Florida
$0
5
SHFP
5
Second Half Financial Partners
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$53.5M 1,390,298 +132,634 +11%
Wells Fargo
2
Wells Fargo
California
$32.8M 853,371 +52,757 +7%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$20.5M 532,425 +24,762 +5%
LPL Financial
4
LPL Financial
California
$14.8M 385,597 +22,924 +6%
SPIA
5
Steward Partners Investment Advisory
New York
$8.94M 232,475 -462 -0.2%
PAG
6
Private Advisor Group
New Jersey
$8M 208,014 +11,723 +6%
UBS Group
7
UBS Group
Switzerland
$7.67M 199,552 +11,870 +6%
CPG
8
Cornerstone Planning Group
New Jersey
$7.59M 197,242 +28,010 +17%
6F
9
626 Financial
Michigan
$7.18M 186,710 -858 -0.5%
Osaic Holdings
10
Osaic Holdings
Arizona
$6.68M 173,685 +56,952 +49%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$5.36M 139,468 +54,553 +64%
MFG
12
Merit Financial Group
Georgia
$4.65M 120,863 +120,863 New
CAN
13
Cetera Advisor Networks
California
$3.87M 100,536 -3,002 -3%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$3.8M 98,685 +17,420 +21%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$3.12M 81,018 +372 +0.5%
RJA
16
Raymond James & Associates
Florida
$3.02M 78,440 +6,589 +9%
WP
17
WealthSource Partners
California
$2.6M 67,607 +651 +1%
AWM
18
AE Wealth Management
Kansas
$2.57M 66,790 +11,482 +21%
AIC
19
Archer Investment Corporation
Indiana
$2.52M 65,430 +956 +1%
KA
20
Kure Advisory
Minnesota
$2.51M 65,317 +65,317 New
AFA
21
AllGen Financial Advisors
Florida
$2.09M 54,264 +209 +0.4%
RW
22
RVW Wealth
California
$1.81M 47,138 – –
BA
23
Bridge Advisory
California
$1.73M 45,020 -1,804 -4%
QCIG
24
Quad-Cities Investment Group
Iowa
$1.62M 42,245 +216 +0.5%
Stifel Financial
25
Stifel Financial
Missouri
$1.62M 42,118 +913 +2%
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