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First Trust Emerging Markets Small Cap AlphaDEX Fund

46 hedge funds and large institutions have $56.8M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
-5
Holders Change %
-9.8%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
18
Reduced
15
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$8.36M +$380K +9,605 +5%
Bank of America
2
Bank of America
North Carolina
$8.27M +$1.26M +31,790 +18%
UBS Group
3
UBS Group
Switzerland
$6.26M -$7.55K -191 -0.1%
LPL Financial
4
LPL Financial
California
$5.49M +$240K +6,070 +5%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.64M +$2.35M +59,389 +182%
Jane Street
6
Jane Street
New York
$2.88M +$974K +24,641 +51%
LNC
7
Lincoln National Corp
Pennsylvania
$2.64M +$170K +4,303 +7%
GVAG
8
Great Valley Advisor Group
Delaware
$1.8M -$141K -3,575 -7%
Wells Fargo
9
Wells Fargo
California
$1.75M -$1.23M -31,195 -41%
IAA
10
Independent Advisor Alliance
North Carolina
$1.63M +$1.63M +41,145 New
FWM
11
Frontier Wealth Management
Missouri
$1.55M -$6.05K -153 -0.4%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.49M -$2.79M -70,660 -65%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$1.39M +$229K +5,802 +20%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.3M +$10K +254 +0.8%
RJA
15
Raymond James & Associates
Florida
$1.29M -$52.9K -1,337 -4%
MML Investors Services
16
MML Investors Services
Massachusetts
$1.09M -$625K -15,819 -36%
AG
17
Advisor Group
Arizona
$726K -$103K -2,598 -12%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$558K -$11.1K -280 -2%
CG
19
Colony Group
Massachusetts
$545K -$144K -3,645 -21%
CAN
20
Cetera Advisor Networks
California
$497K +$12.8K +321 +3%
AAS
21
Avantax Advisory Services
Texas
$478K +$117K +2,977 +33%
WWM
22
Western Wealth Management
Colorado
$449K +$103K +2,597 +30%
TI
23
tru Independence
Oregon
$406K +$406K +16,244 New
EH
24
Equitable Holdings
New York
$370K +$370K +9,366 New
BFEC
25
Benjamin F. Edwards & Company
Missouri
$292K -$5.49K -139 -2%