First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
18 hedge funds and large institutions have $10.9M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 2 closing their positions.
125% more repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 4
0.72% less ownership
Funds ownership: 39.21% → 38.49% (-0.72%)
2% less capital invested
Capital invested by funds: $11.1M → $10.9M (-$205K)
5% less funds holding
Funds holding: 19 → 18 (-1)
50% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
OMC
Old Mission Capital
Chicago,
Illinois
|
+$2.25M |
| 2 |
LPL Financial
San Diego,
California
|
+$947K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$235K |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$141K |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$34.9K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
-$2.82M |
| 2 |
Ameriprise
Minneapolis,
Minnesota
|
-$926K |
| 3 |
FWM
Frontier Wealth Management
Kansas City,
Missouri
|
-$67.5K |
| 4 |
TRCT
Tower Research Capital (TRC)
New York
|
-$17.3K |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$4.38K |
FEMS Hedge Fund Activity: Q4 2015 in Review
18 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q4 2015, worth a combined $10.9M — down 1.8% from $11.1M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of FEMS and 1 opened new positions — a net loss of 1 holder — while 4 trimmed existing stakes and 9 added.
The largest buyer was Old Mission Capital, adding an estimated $2.25M. The largest seller was Bank of America, cutting an estimated $2.82M.
- 18 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q4 2015, down from 19 in Q3 2015.
- Funds reported $10.9M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q4 2015, down 1.8% quarter-over-quarter.
- 1 fund opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q4 2015 and 2 closed out, a net change of -1 holder.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q4 2015 was Old Mission Capital, an estimated $2.25M added.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q4 2015 was Bank of America, an estimated $2.82M sold.
Based on aggregated 13F filings for Q4 2015.