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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

Overview Fund Activity

42 hedge funds and large institutions have $86.7M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 5 closing their positions.

Holders
42
Holders Change
+1
Holders Change %
+2.44%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
12
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$6.41M
2
BFG
2
Berger Financial Group
Minnesota
$4.16M
3
Morgan Stanley
3
Morgan Stanley
New York
$7.09M
4
FAIM
4
Financial Advocates Investment Management
Washington
$2.98M
5
Jane Street
5
Jane Street
New York
$5.64M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$2.04M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$0
3
AFA
3
American Financial Advisors
Georgia
$24M
4
LNC
4
Lincoln National Corp
Pennsylvania
$1.75M
5
Wells Fargo
5
Wells Fargo
California
$1.24M
Name Market Value Shares Shares
Change 		Shares
Change %
AFA
1
American Financial Advisors
Georgia
$24M 583,107 -21,746 -4%
LPL Financial
2
LPL Financial
California
$8.51M 206,979 +15,506 +8%
Morgan Stanley
3
Morgan Stanley
New York
$7.09M 172,518 +75,444 +78%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$6.41M 156,017 +147,851 +1,811%
Jane Street
5
Jane Street
New York
$5.64M 137,356 +22,941 +20%
BFG
6
Berger Financial Group
Minnesota
$4.16M 101,121 +101,121 New
UBS Group
7
UBS Group
Switzerland
$3.77M 91,777 +192 +0.2%
RW
8
RVW Wealth
California
$3M 72,054 -103 -0.1%
FAIM
9
Financial Advocates Investment Management
Washington
$2.98M 72,562 +72,562 New
FWM
10
Frontier Wealth Management
Missouri
$2.76M 67,093 +3,423 +5%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$2.58M 62,853 +9,092 +17%
Bank of America
12
Bank of America
North Carolina
$2.04M 49,576 -303,958 -86%
LNC
13
Lincoln National Corp
Pennsylvania
$1.75M 42,555 -18,212 -30%
RJA
14
Raymond James & Associates
Florida
$1.44M 35,140 -2,115 -6%
MML Investors Services
15
MML Investors Services
Massachusetts
$1.25M 30,453 -187 -0.6%
Wells Fargo
16
Wells Fargo
California
$1.24M 30,209 -7,052 -19%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$866K 21,068 +195 +0.9%
OC
18
Oppenheimer & Co
New York
$624K 15,194 +70 +0.5%
CCM
19
Chiron Capital Management
Florida
$622K 15,129 -229 -1%
KAS
20
Kestra Advisory Services
Texas
$582K 14,133 -1,545 -10%
Osaic Holdings
21
Osaic Holdings
Arizona
$527K 12,816 -949 -7%
CAN
22
Cetera Advisor Networks
California
$527K 12,815 -181 -1%
FTUS
23
Flow Traders U.S.
New York
$521K 12,689 +12,689 New
CG
24
Colony Group
Massachusetts
$452K 10,992 -428 -4%
QCIG
25
Quad-Cities Investment Group
Iowa
$411K 10,012 +40 +0.4%
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