We are live on ! Find out more
FEMS icon

First Trust Emerging Markets Small Cap AlphaDEX Fund

25 hedge funds and large institutions have $26M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

14% more funds holding

Funds holding: 2225 (+3)

6% more capital invested

Capital invested by funds: $24.5M → $26M (+$1.51M)

3.17% more ownership

Funds ownership: 80.25%83.42% (+3.2%)

Holders
25
Holders Change
+3
Holders Change %
+13.64%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
8
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
3AM
1
3D Asset Management
Connecticut
$12.6M +$312K +10,782 +3%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$4.47M -$159K -5,488 -4%
Jane Street
3
Jane Street
New York
$1.15M +$1.12M +38,869 New
LPL Financial
4
LPL Financial
California
$1.1M -$709K -24,530 -40%
Bank of America
5
Bank of America
North Carolina
$977K -$41.1K -1,423 -4%
FWM
6
Frontier Wealth Management
Missouri
$975K
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$923K -$55K -1,902 -6%
Morgan Stanley
8
Morgan Stanley
New York
$858K +$221K +7,630 +36%
OMC
9
Old Mission Capital
Illinois
$795K +$774K +26,772 New
AI
10
Atria Investments
North Carolina
$781K +$196K +6,790 +35%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$448K +$32.2K +1,115 +8%
JIP
12
Jaffetilchin Investment Partners
Florida
$369K +$359K +12,435 New
MRCM
13
M&R Capital Management
New Jersey
$155K +$151K +5,230 New
WA
14
WFG Advisors
Texas
$129K +$30.7K +1,062 +32%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$86K +$56.2K +1,945 +207%
UBS Group
16
UBS Group
Switzerland
$46K -$22.2K -767 -33%
IA
17
IFP Advisors
Florida
$44K +$12K +415 +39%
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
$39K
MFS
19
MSI Financial Services
Massachusetts
$24K -$57.3K -1,981 -71%
GWM
20
Geneos Wealth Management
Colorado
$11K +$5.78K +200 +103%
AG
21
Advisor Group
Arizona
$11K +$10.8K +374 New
DADC
22
D.A. Davidson & Co
Montana
$8K
NFG
23
Next Financial Group
Texas
$4K +$4.8K +166 New
Creative Planning
24
Creative Planning
Kansas
$2K +$1.97K +68 New
Citadel Advisors
25
Citadel Advisors
Florida
-$956K -32,912 Closed

FEMS Hedge Fund Activity: Q2 2016 in Review

25 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q2 2016, worth a combined $26M — up 6.1% from $24.5M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FEMS positions and 4 closed out — a net gain of 3 holders — while 8 added to existing stakes and 6 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $1.12M. The largest seller was Citadel Advisors, exiting entirely with an estimated $956K sold.

  • 25 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q2 2016, up from 22 in Q1 2016.
  • Funds reported $26M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q2 2016, up 6.1% quarter-over-quarter.
  • 7 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q2 2016 and 4 closed out, a net change of +3 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q2 2016 was Jane Street, an estimated $1.12M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q2 2016 was Citadel Advisors, an estimated $956K sold.

Based on aggregated 13F filings for Q2 2016.