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First Trust Emerging Markets Small Cap AlphaDEX Fund

53 hedge funds and large institutions have $92.2M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

22% more capital invested

Capital invested by funds: $75.4M → $92.2M (+$16.8M)

12% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 17

10% more funds holding

Funds holding: 4853 (+5)

1.86% less ownership

Funds ownership: 54.16%52.31% (-1.9%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
53
Holders Change
+5
Holders Change %
+10.42%
% of All Funds
0.92%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
19
Reduced
17
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
G
1
GenTrust
Florida
$15.1M +$14.7M +323,326 New
Morgan Stanley
2
Morgan Stanley
New York
$10.3M +$1.41M +30,909 +16%
PAG
3
Private Advisor Group
New Jersey
$6.14M +$433K +9,507 +8%
UBS Group
4
UBS Group
Switzerland
$5.25M +$486K +10,677 +10%
Wells Fargo
5
Wells Fargo
California
$4.4M +$28K +614 +0.7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.36M -$12.1K -265 -0.3%
FAIM
7
Financial Advocates Investment Management
Washington
$4.16M +$574K +12,604 +16%
LPL Financial
8
LPL Financial
California
$3.78M -$6.32M -138,786 -63%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$3.29M +$190K +4,170 +6%
RW
10
RVW Wealth
California
$3M -$6.79K -149 -0.2%
RA
11
RiverTree Advisors
Florida
$2.85M +$2.79M +61,135 New
Jane Street
12
Jane Street
New York
$2.34M +$2.29M +50,227 New
AAM
13
Ameraudi Asset Management
New York
$2.32M +$2.27M +49,803 New
HWM
14
Holloway Wealth Management
Florida
$2.29M
RJA
15
Raymond James & Associates
Florida
$2.24M +$45.2K +992 +2%
CAN
16
Cetera Advisor Networks
California
$2.2M +$1.53M +33,558 +248%
WP
17
WealthSource Partners
California
$1.98M +$721K +15,822 +59%
FWM
18
Frontier Wealth Management
Missouri
$1.87M -$26.6K -583 -1%
AFA
19
American Financial Advisors
Georgia
$1.74M -$1.38M -30,198 -45%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$1.56M +$372K +8,155 +32%
IWC
21
Integrated Wealth Concepts
Massachusetts
$1.11M +$1.09M +23,865 New
MML Investors Services
22
MML Investors Services
Massachusetts
$891K -$256K -5,619 -23%
Osaic Holdings
23
Osaic Holdings
Arizona
$846K +$163K +3,570 +25%
EH
24
Equitable Holdings
New York
$790K +$133K +2,913 +21%
LNC
25
Lincoln National Corp
Pennsylvania
$737K -$37.3K -818 -5%

FEMS Hedge Fund Activity: Q2 2021 in Review

53 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q2 2021, worth a combined $92.2M — up 22% from $75.4M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FEMS positions and 4 closed out — a net gain of 7 holders — while 19 added to existing stakes and 17 trimmed.

The largest buyer was GenTrust, opening a new position worth an estimated $14.7M. The largest seller was LPL Financial, cutting an estimated $6.32M.

  • 53 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q2 2021, up from 48 in Q1 2021.
  • Funds reported $92.2M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q2 2021, up 22% quarter-over-quarter.
  • 11 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q2 2021 and 4 closed out, a net change of +7 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q2 2021 was GenTrust, an estimated $14.7M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q2 2021 was LPL Financial, an estimated $6.32M sold.

Based on aggregated 13F filings for Q2 2021.