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First Trust Emerging Markets Small Cap AlphaDEX Fund

28 hedge funds and large institutions have $43M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 5 reducing their positions, and 2 closing their positions.

Holders
28
Holders Change
+3
Holders Change %
+12%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
5
Increased
13
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
3AM
1
3D Asset Management
Connecticut
$18.8M 573,299 +148,754 +35%
Morgan Stanley
2
Morgan Stanley
New York
$9.61M 293,173 +264,302 +915%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$5.59M 170,473 +19,832 +13%
RJA
4
Raymond James & Associates
Florida
$1.96M 59,642 +59,642 New
LPL Financial
5
LPL Financial
California
$1.18M 36,093 -895 -2%
AI
6
Atria Investments
North Carolina
$1.12M 34,152 +7,910 +30%
FWM
7
Frontier Wealth Management
Missouri
$1.05M 31,876 -968 -3%
Bank of America
8
Bank of America
North Carolina
$878K 26,789 -6,109 -19%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$564K 17,212 +2,119 +14%
JIP
10
Jaffetilchin Investment Partners
Florida
$444K 13,535 +1,100 +9%
VKH
11
Virtu KCG Holdings
New York
$398K 12,147 +12,147 New
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$264K 8,042 +8,042 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$253K 7,703 -23,156 -75%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$202K 6,163 +3,278 +114%
MRCM
15
M&R Capital Management
New Jersey
$172K 5,260 +30 +0.6%
WA
16
WFG Advisors
Texas
$153K 4,667 +315 +7%
IA
17
IFP Advisors
Florida
$128K 3,897 +2,422 +164%
MFS
18
MSI Financial Services
Massachusetts
$73K 2,221 +1,403 +172%
Fifth Third Bancorp
19
Fifth Third Bancorp
Ohio
$43K 1,300
GWM
20
Geneos Wealth Management
Colorado
$39K 1,194 +800 +203%
UBS Group
21
UBS Group
Switzerland
$12K 361 -1,164 -76%
AG
22
Advisor Group
Arizona
$12K 374
DADC
23
D.A. Davidson & Co
Montana
$9K 300
SEI Investments
24
SEI Investments
Pennsylvania
$7K 204 +204 New
TRCT
25
Tower Research Capital (TRC)
New York
$7K 216 +216 New