First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
19 hedge funds and large institutions have $40.5M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 1 reducing their positions, and 3 closing their positions.
1,100% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 1
100% more first-time investments, than exits
New positions opened: 6 | Existing positions closed: 3
19% more funds holding
Funds holding: 16 → 19 (+3)
11% more capital invested
Capital invested by funds: $36.6M → $40.5M (+$3.9M)
5.13% less ownership
Funds ownership: 70.18% → 65.05% (-5.1%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$1.13M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$1.07M |
| 3 |
Morgan Stanley
New York
|
+$1.05M |
| 4 |
Ameriprise
Minneapolis,
Minnesota
|
+$839K |
| 5 |
HA
Hays Advisory
Franklin,
Tennessee
|
+$335K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$1.89M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$1.18M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$244K |
| 4 |
MFS
MSI Financial Services
Springfield,
Massachusetts
|
-$7K |
FEMS Hedge Fund Activity: Q1 2014 in Review
19 of the 3,475 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q1 2014, worth a combined $40.5M — up 11% from $36.6M a quarter earlier.
Buyers outnumbered sellers: 6 funds opened new FEMS positions and 3 closed out — a net gain of 3 holders — while 12 added to existing stakes and 1 trimmed.
The largest buyer was LPL Financial, adding an estimated $1.13M. The largest seller was Jane Street, exiting entirely with an estimated $1.89M sold.
- 19 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q1 2014, up from 16 in Q4 2013.
- Funds reported $40.5M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q1 2014, up 11% quarter-over-quarter.
- 6 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q1 2014 and 3 closed out, a net change of +3 holders.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q1 2014 was LPL Financial, an estimated $1.13M added.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q1 2014 was Jane Street, an estimated $1.89M sold.
Based on aggregated 13F filings for Q1 2014.