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First Trust Emerging Markets Small Cap AlphaDEX Fund

19 hedge funds and large institutions have $40.5M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 1 reducing their positions, and 3 closing their positions.

Holders
19
Holders Change
+3
Holders Change %
+18.75%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
12
Reduced
1
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$17.8M 485,477 +29,067 +6%
HA
2
Hays Advisory
Tennessee
$8.43M 230,122 +9,251 +4%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$4.96M 135,327 +29,445 +28%
LPL Financial
4
LPL Financial
California
$2.16M 58,924 +31,156 +112%
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$1.89M 51,497 +8,498 +20%
BFA
6
Beaumont Financial Advisors
Massachusetts
$952K 25,976 +7,208 +38%
Ameriprise
7
Ameriprise
Minnesota
$870K 23,731 +23,190 +4,287%
RJA
8
Raymond James & Associates
Florida
$853K 23,284 +7,392 +47%
FHA
9
First Horizon Advisors
Tennessee
$712K 19,053 +2,833 +17%
Stifel Financial
10
Stifel Financial
Missouri
$624K 17,022 +17,022 New
Bank of America
11
Bank of America
North Carolina
$405K 11,060 -32,612 -75%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$385K 10,515 +2,500 +31%
SI
13
Stephens Inc
Arkansas
$208K 5,677 +5,677 New
U
14
UBS
Switzerland
$134K 3,658 +3,114 +572%
Fifth Third Bancorp
15
Fifth Third Bancorp
Ohio
$95K 2,600 +2,600 New
AIG
16
American International Group
New York
$32.6K 890 +152 +21%
US Bancorp
17
US Bancorp
Minnesota
$15K 413 +413 New
BRWM
18
B. Riley Wealth Management
Tennessee
$14K 390 +390 New
WA
19
WFG Advisors
Texas
$7K 200 +200 New
Jane Street
20
Jane Street
New York
-52,362 Closed
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
-6,783 Closed
MFS
22
MSI Financial Services
Massachusetts
-182 Closed