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First Trust Emerging Markets Small Cap AlphaDEX Fund

26 hedge funds and large institutions have $44.9M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 5 closing their positions.

Holders
26
Holders Change
-2
Holders Change %
-7.14%
% of All Funds
0.65%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
11
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
3AM
1
3D Asset Management
Connecticut
$17.5M 579,082 +5,783 +1%
Morgan Stanley
2
Morgan Stanley
New York
$7.56M 250,795 -42,378 -14%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$5.04M 167,214 -3,259 -2%
Bank of America
4
Bank of America
North Carolina
$3.65M 120,933 +94,144 +351%
OMC
5
Old Mission Capital
Illinois
$2.2M 73,119 +73,119 New
Jane Street
6
Jane Street
New York
$1.56M 51,680 +51,680 New
RJA
7
Raymond James & Associates
Florida
$1.4M 46,386 -13,256 -22%
AI
8
Atria Investments
North Carolina
$1.06M 35,241 +1,089 +3%
LPL Financial
9
LPL Financial
California
$1.05M 34,337 -1,756 -5%
FWM
10
Frontier Wealth Management
Missouri
$995K 33,012 +1,136 +4%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$789K 26,207 +20,044 +325%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$511K 16,953 -259 -2%
FTUS
13
Flow Traders U.S.
New York
$429K 14,218 +14,218 New
JIP
14
Jaffetilchin Investment Partners
Florida
$279K 9,246 -4,289 -32%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$278K 9,215 +1,173 +15%
MRCM
16
M&R Capital Management
New Jersey
$164K 5,460 +200 +4%
UBS Group
17
UBS Group
Switzerland
$134K 4,449 +4,088 +1,132%
WA
18
WFG Advisors
Texas
$107K 3,544 -1,123 -24%
MFS
19
MSI Financial Services
Massachusetts
$77K 2,565 +344 +15%
GWM
20
Geneos Wealth Management
Colorado
$60K 1,994 +800 +67%
IA
21
IFP Advisors
Florida
$43K 1,412 -2,485 -64%
Fifth Third Bancorp
22
Fifth Third Bancorp
Ohio
$39K 1,300
AG
23
Advisor Group
Arizona
$20K 682 +308 +82%
DADC
24
D.A. Davidson & Co
Montana
$9K 300
Creative Planning
25
Creative Planning
Kansas
$2K 75 -69 -48%