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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

Overview Fund Activity

45 hedge funds and large institutions have $107M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 22 increasing their positions, 6 reducing their positions, and 5 closing their positions.

Holders
45
Holders Change
+6
Holders Change %
+15.38%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
22
Reduced
6
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
1
Jane Street
New York
$6.59M
2
3AM
2
3EDGE Asset Management
Florida
$5.57M
3
Bank of America
3
Bank of America
North Carolina
$8.58M
4
Morgan Stanley
4
Morgan Stanley
New York
$25.3M
5
LPL Financial
5
LPL Financial
California
$8.14M

Top Sellers

1
OMC
1
Old Mission Capital
Illinois
$632K
2
NFG
2
Next Financial Group
Texas
$0
3
3AM
3
3D Asset Management
Connecticut
$20M
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$5.85M
5
Creative Planning
5
Creative Planning
Kansas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$25.3M 610,104 +39,715 +7%
3AM
2
3D Asset Management
Connecticut
$20M 483,857 -6,414 -1%
Bank of America
3
Bank of America
North Carolina
$8.58M 207,228 +84,012 +68%
LPL Financial
4
LPL Financial
California
$8.14M 196,532 +32,799 +20%
Jane Street
5
Jane Street
New York
$6.59M 159,243 +159,243 New
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$5.85M 141,433 -5,675 -4%
3AM
7
3EDGE Asset Management
Florida
$5.57M 134,400 +134,400 New
RJA
8
Raymond James & Associates
Florida
$4.76M 114,892 +12,466 +12%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4M 96,487 +7,598 +9%
Citadel Advisors
10
Citadel Advisors
Florida
$2.3M 55,533 +3,333 +6%
AI
11
Atria Investments
North Carolina
$1.83M 44,228 +1,673 +4%
UBS Group
12
UBS Group
Switzerland
$1.82M 43,857 +16,488 +60%
FWM
13
Frontier Wealth Management
Missouri
$1.48M 35,800 -64 -0.2%
FTUS
14
Flow Traders U.S.
New York
$1.24M 30,010 +30,010 New
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$946K 22,869 +2,440 +12%
VF
16
Virtu Financial
New York
$697K 16,825 +16,825 New
JIP
17
Jaffetilchin Investment Partners
Florida
$690K 16,663 +8,971 +117%
Stifel Financial
18
Stifel Financial
Missouri
$653K 16,118 +5,340 +50%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$633K 15,285 +4,352 +40%
OMC
20
Old Mission Capital
Illinois
$632K 15,275 -50,063 -77%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$618K 14,938 +7,693 +106%
SS
22
Simplicity Solutions
Minnesota
$561K 13,556 +3,518 +35%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$479K 11,581 +1,293 +13%
GS
24
Girard Securities
California
$364K 8,837 +277 +3%
SWP
25
Stratos Wealth Partners
Ohio
$305K 7,379 +1,932 +35%
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