We are live on ! Find out more
FEMS icon

First Trust Emerging Markets Small Cap AlphaDEX Fund

20 hedge funds and large institutions have $20.5M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2015 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

51% more capital invested

Capital invested by funds: $13.5M → $20.5M (+$6.94M)

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

7.39% more ownership

Funds ownership: 43.47%50.86% (+7.4%)

5% more funds holding

Funds holding: 1920 (+1)

Holders
20
Holders Change
+1
Holders Change %
+5.26%
% of All Funds
0.54%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
9
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$6.57M +$5.45M +152,061 +355%
KP
2
Keel Point
Alabama
$3.48M +$178K +4,977 +5%
Morgan Stanley
3
Morgan Stanley
New York
$2.34M -$249K -6,958 -9%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.99M +$1.94M +54,113 +1,082%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.43M -$815K -22,731 -35%
Ameriprise
6
Ameriprise
Minnesota
$1.11M +$94.8K +2,643 +9%
Jane Street
7
Jane Street
New York
$876K +$691K +19,282 +287%
Citadel Advisors
8
Citadel Advisors
Florida
$726K +$772K +21,543 New
OMC
9
Old Mission Capital
Illinois
$687K -$983K -27,428 -57%
LPL Financial
10
LPL Financial
California
$676K +$54.9K +1,530 +8%
FWM
11
Frontier Wealth Management
Missouri
$350K +$127K +3,547 +52%
UBS Group
12
UBS Group
Switzerland
$108K -$52K -1,449 -31%
Fifth Third Bancorp
13
Fifth Third Bancorp
Ohio
$44K -$46.6K -1,300 -50%
WA
14
WFG Advisors
Texas
$27K +$143 +4 +0.5%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$27K +$29.1K +812 New
AIG
16
American International Group
New York
$24K -$4.84K -135 -16%
DADC
17
D.A. Davidson & Co
Montana
$10K +$5.38K +150 +100%
Wells Fargo
18
Wells Fargo
California
$2K +$2.29K +64 New
FHC
19
First Heartland Consultants
Missouri
$201 -$117K -3,269 -35%
WP
20
WealthPLAN Partners
Nebraska
-$2K -55 Closed
MFS
21
MSI Financial Services
Massachusetts
-$1K -25 Closed

FEMS Hedge Fund Activity: Q2 2015 in Review

20 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q2 2015, worth a combined $20.5M — up 51% from $13.5M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FEMS positions and 2 closed out — a net gain of 1 holder — while 9 added to existing stakes and 7 trimmed.

The largest buyer was Bank of America, adding an estimated $5.45M. The largest seller was Old Mission Capital, cutting an estimated $983K.

  • 20 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q2 2015, up from 19 in Q1 2015.
  • Funds reported $20.5M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q2 2015, up 51% quarter-over-quarter.
  • 3 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q2 2015 and 2 closed out, a net change of +1 holder.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q2 2015 was Bank of America, an estimated $5.45M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q2 2015 was Old Mission Capital, an estimated $983K sold.

Based on aggregated 13F filings for Q2 2015.