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First Trust Emerging Markets Small Cap AlphaDEX Fund

41 hedge funds and large institutions have $69.7M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 19 reducing their positions, and 7 closing their positions.

Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
0.83%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
9
Reduced
19
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
AFA
1
American Financial Advisors
Georgia
$20.3M 604,853 -23,029 -4%
Bank of America
2
Bank of America
North Carolina
$11.9M 353,534 -47,263 -12%
LPL Financial
3
LPL Financial
California
$6.43M 191,473 +840 +0.4%
Jane Street
4
Jane Street
New York
$3.84M 114,415 +29,599 +35%
Morgan Stanley
5
Morgan Stanley
New York
$3.26M 97,074 -21,217 -18%
UBS Group
6
UBS Group
Switzerland
$3.08M 91,585 -6,642 -7%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$2.8M 83,350 +23,634 +40%
RW
8
RVW Wealth
California
$2.42M 72,157 -905 -1%
FWM
9
Frontier Wealth Management
Missouri
$2.14M 63,670 +22,890 +56%
LNC
10
Lincoln National Corp
Pennsylvania
$2.04M 60,767 -1,047 -2%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$1.81M 53,761 -101,487 -65%
RJA
12
Raymond James & Associates
Florida
$1.25M 37,255 -1,407 -4%
Wells Fargo
13
Wells Fargo
California
$1.25M 37,261 +1,538 +4%
MML Investors Services
14
MML Investors Services
Massachusetts
$1.03M 30,640 -2,098 -6%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$701K 20,873 +14,653 +236%
KAS
16
Kestra Advisory Services
Texas
$526K 15,678 +15,678 New
CCM
17
Chiron Capital Management
Florida
$516K 15,358 +15,358 New
OC
18
Oppenheimer & Co
New York
$508K 15,124 -123 -0.8%
Osaic Holdings
19
Osaic Holdings
Arizona
$462K 13,765 -3,328 -19%
CAN
20
Cetera Advisor Networks
California
$436K 12,996 -431 -3%
CG
21
Colony Group
Massachusetts
$383K 11,420
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$354K 10,530 -6,717 -39%
QCIG
23
Quad-Cities Investment Group
Iowa
$335K 9,972 -144 -1%
WWM
24
Western Wealth Management
Colorado
$304K 9,050 -344 -4%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$274K 8,166 -702 -8%