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First Trust Emerging Markets Small Cap AlphaDEX Fund

49 hedge funds and large institutions have $70.9M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
-4
Holders Change %
-7.55%
% of All Funds
1.09%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
15
Reduced
20
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
UBS Group
1
UBS Group
Switzerland
$9.79M +$3.43M +106,487 +54%
Morgan Stanley
2
Morgan Stanley
New York
$8.89M -$3.82M -118,528 -30%
Citadel Advisors
3
Citadel Advisors
Florida
$8.44M +$7.22M +224,256 +591%
Bank of America
4
Bank of America
North Carolina
$7.49M -$37.7K -1,170 -0.5%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$5.97M +$4.8M +149,021 +410%
LPL Financial
6
LPL Financial
California
$5.78M -$5.47M -169,778 -49%
Jane Street
7
Jane Street
New York
$5.11M +$884K +27,455 +21%
RJA
8
Raymond James & Associates
Florida
$2.49M -$732K -22,752 -23%
LNC
9
Lincoln National Corp
Pennsylvania
$1.8M +$68K +2,112 +4%
Stifel Financial
10
Stifel Financial
Missouri
$1.77M -$392K -12,309 -18%
AG
11
Advisor Group
Arizona
$1.59M -$90.2K -2,801 -5%
MML Investors Services
12
MML Investors Services
Massachusetts
$1.33M +$263K +8,166 +25%
FWM
13
Frontier Wealth Management
Missouri
$1.31M -$153K -4,762 -11%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.03M +$311K +9,675 +43%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.03M -$373K -11,571 -27%
Wells Fargo
16
Wells Fargo
California
$910K +$910K +28,260 New
CAN
17
Cetera Advisor Networks
California
$779K -$41.6K -1,290 -5%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$720K -$4.24M -131,716 -85%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$496K +$131K +4,071 +36%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$478K -$13.5K -419 -3%
SWM
21
Sequoia Wealth Management
Illinois
$386K +$146K +4,553 +61%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$323K +$323K +10,037 New
PFS
23
Prospera Financial Services
Texas
$299K +$20.1K +625 +7%
SS
24
Simplicity Solutions
Minnesota
$295K -$707K -21,942 -71%
Verition Fund Management
25
Verition Fund Management
Connecticut
$295K -$4.96K -154 -2%