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First Trust Emerging Markets Small Cap AlphaDEX Fund

28 hedge funds and large institutions have $54.1M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 1 closing their positions.

Holders
28
Holders Change
+4
Holders Change %
+16.67%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
15
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$18.2M 502,534 -650 -0.1%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$5.92M 163,211 -1,470 -0.9%
AP
3
Atwood & Palmer
Missouri
$5.72M 157,615 +47,475 +43%
First Trust Advisors
4
First Trust Advisors
Illinois
$5.68M 156,434 +156,434 New
LPL Financial
5
LPL Financial
California
$3.81M 105,921 +36,288 +52%
JPMorgan Chase & Co
6
JPMorgan Chase & Co
New York
$2.61M 71,951 +20,647 +40%
Bank of America
7
Bank of America
North Carolina
$2.35M 64,846 +24,569 +61%
Ameriprise
8
Ameriprise
Minnesota
$1.79M 49,202 +13,753 +39%
RJA
9
Raymond James & Associates
Florida
$1.57M 43,190 +13,411 +45%
U
10
UBS
Switzerland
$1.16M 31,943 -460 -1%
BFA
11
Beaumont Financial Advisors
Massachusetts
$1.13M 31,217 +911 +3%
VKH
12
Virtu KCG Holdings
New York
$1.01M 27,893 -17,860 -39%
Stifel Financial
13
Stifel Financial
Missouri
$927K 25,537 +1,932 +8%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$549K 15,115 -264,889 -95%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$428K 11,783 +1,467 +14%
Jane Street
16
Jane Street
New York
$369K 10,170 -22,436 -69%
B
17
Baird
Wisconsin
$290K 7,993 +8 +0.1%
FHC
18
First Heartland Consultants
Missouri
$285K 7,867 +7,867 New
Fifth Third Bancorp
19
Fifth Third Bancorp
Ohio
$94K 2,600
AIG
20
American International Group
New York
$93.7K 2,583 +430 +20%
WA
21
WFG Advisors
Texas
$28K 777 +326 +72%
US Bancorp
22
US Bancorp
Minnesota
$21K 573 +123 +27%
S
23
SignatureFD
Georgia
$18K 505 +505 New
Deutsche Bank
24
Deutsche Bank
Germany
$16K 460 +135 +42%
MFS
25
MSI Financial Services
Massachusetts
$12K 328 +303 +1,212%