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First Trust Emerging Markets Small Cap AlphaDEX Fund

76 hedge funds and large institutions have $252M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 33 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
76
Holders Change
+5
Holders Change %
+7.04%
% of All Funds
1.11%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
10
Increased
27
Reduced
33
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$67M +$13.6M +352,730 +25%
Wells Fargo
2
Wells Fargo
California
$33.6M +$793K +20,625 +2%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$20.2M -$264K -6,856 -1%
LPL Financial
4
LPL Financial
California
$14.5M -$295K -7,662 -2%
PAG
5
Private Advisor Group
New Jersey
$10.7M +$2.68M +69,636 +33%
SPIA
6
Steward Partners Investment Advisory
New York
$8.87M -$67.4K -1,754 -0.8%
CPG
7
Cornerstone Planning Group
New Jersey
$8.3M +$717K +18,646 +9%
UBS Group
8
UBS Group
Switzerland
$6.67M -$1.01M -26,158 -13%
6F
9
626 Financial
Michigan
$6.02M -$1.16M -30,149 -16%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$5.44M +$78.9K +2,052 +1%
Osaic Holdings
11
Osaic Holdings
Arizona
$5.01M -$1.67M -43,419 -25%
MFG
12
Merit Financial Group
Georgia
$4.4M -$243K -6,310 -5%
IWC
13
Integrated Wealth Concepts
Massachusetts
$4.27M +$3.7M +96,257 +651%
CAN
14
Cetera Advisor Networks
California
$3.58M -$284K -7,385 -7%
OMC
15
Old Mission Capital
Illinois
$3.42M +$2.95M +76,625 +618%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$3.39M -$405K -10,548 -11%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$3.09M -$28.2K -734 -0.9%
RJA
18
Raymond James & Associates
Florida
$2.86M -$157K -4,097 -5%
KA
19
Kure Advisory
Minnesota
$2.52M +$11.1K +289 +0.4%
AIC
20
Archer Investment Corporation
Indiana
$2.47M -$49.9K -1,299 -2%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$2.26M +$2.05M +53,255 +981%
WP
22
WealthSource Partners
California
$2.25M -$353K -9,178 -14%
AFA
23
AllGen Financial Advisors
Florida
$2.07M -$12.7K -331 -0.6%
C
24
CEDRUS
Colorado
$1.76M +$157K +4,075 +10%
CAPTRUST Financial Advisors
25
CAPTRUST Financial Advisors
North Carolina
$1.72M +$165K +4,290 +11%