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First Trust Emerging Markets Small Cap AlphaDEX Fund

75 hedge funds and large institutions have $210M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2024 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 26 increasing their positions, 31 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

3% more funds holding

Funds holding: 7375 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less capital invested

Capital invested by funds: $217M → $210M (-$7.69M)

2.37% less ownership

Funds ownership: 66.3%63.93% (-2.4%)

16% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 31

Holders
75
Holders Change
+2
Holders Change %
+2.74%
% of All Funds
1.08%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
9
Increased
26
Reduced
31
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$36M +$835K +20,779 +2%
Morgan Stanley
2
Morgan Stanley
New York
$30.9M -$1.06M -26,445 -3%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$21.7M -$521K -12,960 -2%
LPL Financial
4
LPL Financial
California
$16.5M +$776K +19,318 +5%
SPIA
5
Steward Partners Investment Advisory
New York
$10.1M +$142K +3,534 +1%
CPG
6
Cornerstone Planning Group
New Jersey
$9.7M +$682K +16,960 +7%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$7.65M +$595K +14,804 +9%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$6.27M +$213K +5,296 +4%
6F
9
626 Financial
Michigan
$6.09M -$7.35K -183 -0.1%
UBS Group
10
UBS Group
Switzerland
$5.5M -$485K -12,069 -8%
IWC
11
Integrated Wealth Concepts
Massachusetts
$5.16M +$1.04M +25,798 +25%
PAG
12
Private Advisor Group
New Jersey
$4.9M -$2.58M -64,091 -35%
Osaic Holdings
13
Osaic Holdings
Arizona
$3.48M -$270K -6,724 -7%
NA
14
NewEdge Advisors
Louisiana
$3.05M -$127K -3,172 -4%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.91M -$585K -14,567 -17%
RJA
16
Raymond James & Associates
Florida
$2.79M -$160K -3,972 -5%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$2.73M +$21K +523 +0.8%
AIC
18
Archer Investment Corporation
Indiana
$2.68M +$21.9K +544 +0.8%
AFA
19
AllGen Financial Advisors
Florida
$2.58M +$186K +4,620 +8%
C
20
CEDRUS
Colorado
$2.21M +$114K +2,846 +6%
Jane Street
21
Jane Street
New York
$1.74M -$6.17M -153,581 -78%
QCIG
22
Quad-Cities Investment Group
Iowa
$1.7M +$13.3K +330 +0.8%
CAPTRUST Financial Advisors
23
CAPTRUST Financial Advisors
North Carolina
$1.55M -$136K -3,381 -8%
Stifel Financial
24
Stifel Financial
Missouri
$1.53M -$226K -5,629 -13%
MML Investors Services
25
MML Investors Services
Massachusetts
$1.52M +$482K +11,998 +47%

FEMS Hedge Fund Activity: Q2 2024 in Review

75 of the 6,924 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q2 2024, worth a combined $210M — down 3.5% from $217M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FEMS positions and 5 closed out — a net gain of 4 holders — while 26 added to existing stakes and 31 trimmed.

The largest buyer was Integrated Wealth Concepts, adding an estimated $1.04M. The largest seller was Jane Street, cutting an estimated $6.17M.

  • 75 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q2 2024, up from 73 in Q1 2024.
  • Funds reported $210M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q2 2024, down 3.5% quarter-over-quarter.
  • 9 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q2 2024 and 5 closed out, a net change of +4 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q2 2024 was Integrated Wealth Concepts, an estimated $1.04M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q2 2024 was Jane Street, an estimated $6.17M sold.

Based on aggregated 13F filings for Q2 2024.