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First Trust Emerging Markets Small Cap AlphaDEX Fund

46 hedge funds and large institutions have $62.2M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2022 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 21 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5.39% less ownership

Funds ownership: 60.47%55.08% (-5.4%)

13% less funds holding

Funds holding: 5346 (-7)

28% less capital invested

Capital invested by funds: $86.3M → $62.2M (-$24.1M)

38% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 21

54% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 13

Holders
46
Holders Change
-7
Holders Change %
-13.21%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
13
Reduced
21
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
6F
1
626 Financial
Michigan
$6.9M +$32.1K +844 +0.4%
LPL Financial
2
LPL Financial
California
$6.66M -$99.5K -2,615 -1%
Wells Fargo
3
Wells Fargo
California
$5.21M +$3.93M +103,249 +221%
FAIM
4
Financial Advocates Investment Management
Washington
$4.93M +$5.4M +141,988 New
UBS Group
5
UBS Group
Switzerland
$4.44M +$120K +3,145 +3%
Morgan Stanley
6
Morgan Stanley
New York
$4.28M -$3.24M -85,195 -41%
RW
7
RVW Wealth
California
$3.04M -$27.4K -721 -0.8%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.03M -$8.41K -221 -0.3%
AAM
9
Ameraudi Asset Management
New York
$2.69M -$1.86M -48,900 -39%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$2.04M +$58.3K +1,533 +3%
WP
11
WealthSource Partners
California
$1.98M -$29.8K -782 -1%
Jane Street
12
Jane Street
New York
$1.91M -$144K -3,781 -6%
CAN
13
Cetera Advisor Networks
California
$1.76M -$188K -4,934 -9%
FWM
14
Frontier Wealth Management
Missouri
$1.34M -$58.3K -1,532 -4%
RJA
15
Raymond James & Associates
Florida
$1.09M -$146K -3,831 -11%
SA
16
SFI Advisors
New Jersey
$864K
EH
17
Equitable Holdings
New York
$843K +$24.3K +639 +3%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$770K -$817K -21,469 -49%
EAM
19
Empirical Asset Management
Massachusetts
$618K -$145K -3,812 -18%
HAS
20
HBW Advisory Services
California
$589K +$11.9K +313 +2%
AWA
21
Arkadios Wealth Advisors
Georgia
$569K +$623K +16,381 New
SFP
22
Sweet Financial Partners
Minnesota
$562K +$616K +16,178 New
OMC
23
Old Mission Capital
Illinois
$561K -$2.25M -59,100 -79%
OC
24
Oppenheimer & Co
New York
$524K +$22.3K +587 +4%
MML Investors Services
25
MML Investors Services
Massachusetts
$516K +$19.8K +519 +4%

FEMS Hedge Fund Activity: Q2 2022 in Review

46 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q2 2022, worth a combined $62.2M — down 28% from $86.3M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FEMS and 6 opened new positions — a net loss of 7 holders — while 21 trimmed existing stakes and 13 added.

The largest buyer was Financial Advocates Investment Management, opening a new position worth an estimated $5.4M. The largest seller was GenTrust, exiting entirely with an estimated $15.2M sold.

  • 46 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q2 2022, down from 53 in Q1 2022.
  • Funds reported $62.2M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q2 2022, down 28% quarter-over-quarter.
  • 6 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q2 2022 and 13 closed out, a net change of -7 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q2 2022 was Financial Advocates Investment Management, an estimated $5.4M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q2 2022 was GenTrust, an estimated $15.2M sold.

Based on aggregated 13F filings for Q2 2022.