Financial Advocates Investment Management’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Financial Advocates Investment Management’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-132,905	Closed	-$5.18M	–	769
2022 Q4	$5.18M	Sell	132,905 -8,884	-6%	-$319K	0.39%	62
2022 Q3	$4.52M	Sell	141,789 -199	-0.1%	-$6.86K	0.37%	68
2022 Q2	$4.93M	Buy	+141,988	New	+$5.4M	0.4%	61
2021 Q3	–	Sell	-89,200	Closed	-$4.16M	–	756
2021 Q2	$4.16M	Buy	89,200 +12,604	+16%	+$574K	0.28%	82
2021 Q1	$3.33M	Buy	76,596 +4,034	+6%	+$174K	0.24%	95
2020 Q4	$2.98M	Buy	+72,562	New	+$2.66M	0.2%	109

Other funds holding FEMS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

DWP

Destiny Wealth Partners Tavares, Florida $709M AUM 19.96% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

626 Financial Portage, Michigan $257M AUM 22.23% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SMF

Sterling Manor Financial Saratoga Springs, New York $160M AUM 13.84% 1-Year Est. Return

Financial Advocates Investment Management's FEMS Position: Q1 2023 in Review

Financial Advocates Investment Management sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q1 2023, closing a stake of 132,905 shares — an estimated $5.18M sold.

Financial Advocates Investment Management first reported a position in FEMS in Q4 2020 and held it in 6 quarters. The position peaked at $5.18M in Q4 2022. 73 funds tracked by Wall St. Rank hold FEMS as of Q1 2023.

Financial Advocates Investment Management reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q1 2023 after selling out during the quarter.
Financial Advocates Investment Management sold 132,905 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q1 2023, an estimated $5.18M.
Financial Advocates Investment Management first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q4 2020 and held it in 6 quarters.
Financial Advocates Investment Management's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $5.18M in Q4 2022.
73 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q1 2023.

Based on Financial Advocates Investment Management's 13F filing for Q1 2023, filed 11 May 2023.