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First Trust Emerging Markets Small Cap AlphaDEX Fund

50 hedge funds and large institutions have $78.5M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 20 increasing their positions, 15 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 15

0.23% less ownership

Funds ownership: 52.31%52.08% (-0.23%)

6% less funds holding

Funds holding: 5350 (-3)

15% less capital invested

Capital invested by funds: $92.2M → $78.5M (-$13.8M)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

Holders
50
Holders Change
-3
Holders Change %
-5.66%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
20
Reduced
15
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
G
1
GenTrust
Florida
$14.2M +$529K +11,871 +4%
Morgan Stanley
2
Morgan Stanley
New York
$9.07M -$251K -5,626 -3%
PAG
3
Private Advisor Group
New Jersey
$5.98M +$432K +9,700 +7%
UBS Group
4
UBS Group
Switzerland
$4.86M +$109K +2,447 +2%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.04M +$91.7K +2,057 +2%
AAM
6
Ameraudi Asset Management
New York
$3.86M +$1.85M +41,416 +83%
Jane Street
7
Jane Street
New York
$3.63M +$1.59M +35,738 +71%
LPL Financial
8
LPL Financial
California
$3.48M +$54.4K +1,220 +2%
RW
9
RVW Wealth
California
$3M -$4.05K -91 -0.1%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$2.48M -$526K -11,809 -17%
CAN
11
Cetera Advisor Networks
California
$2.14M +$157K +3,514 +7%
WP
12
WealthSource Partners
California
$2.11M +$330K +7,405 +17%
RJA
13
Raymond James & Associates
Florida
$1.81M -$232K -5,214 -11%
FWM
14
Frontier Wealth Management
Missouri
$1.7M
Wells Fargo
15
Wells Fargo
California
$1.63M -$2.48M -55,717 -59%
FTUS
16
Flow Traders U.S.
New York
$1.28M +$1.35M +30,203 New
AFA
17
American Financial Advisors
Georgia
$1.2M -$396K -8,879 -24%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$1.2M +$1.26M +28,351 New
CA
19
Cetera Advisors
Colorado
$1.15M +$1.21M +27,256 New
EH
20
Equitable Holdings
New York
$793K +$81.3K +1,824 +11%
MML Investors Services
21
MML Investors Services
Massachusetts
$768K -$41.6K -934 -5%
LNC
22
Lincoln National Corp
Pennsylvania
$665K -$2.67K -60 -0.4%
OC
23
Oppenheimer & Co
New York
$658K -$5.17K -116 -0.7%
KAS
24
Kestra Advisory Services
Texas
$615K -$21.2K -476 -3%
Osaic Holdings
25
Osaic Holdings
Arizona
$589K -$187K -4,190 -23%

FEMS Hedge Fund Activity: Q3 2021 in Review

50 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q3 2021, worth a combined $78.5M — down 15% from $92.2M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FEMS and 9 opened new positions — a net loss of 2 holders — while 15 trimmed existing stakes and 20 added.

The largest buyer was Ameraudi Asset Management, adding an estimated $1.85M. The largest seller was Financial Advocates Investment Management, exiting entirely with an estimated $4.16M sold.

  • 50 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q3 2021, down from 53 in Q2 2021.
  • Funds reported $78.5M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q3 2021, down 15% quarter-over-quarter.
  • 9 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q3 2021 and 11 closed out, a net change of -2 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q3 2021 was Ameraudi Asset Management, an estimated $1.85M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q3 2021 was Financial Advocates Investment Management, an estimated $4.16M sold.

Based on aggregated 13F filings for Q3 2021.