First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
16 hedge funds and large institutions have $36.6M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 1 closing their positions.
200% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 1
60% more repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 5
36% more capital invested
Capital invested by funds: $26.9M → $36.6M (+$9.77M)
14% more funds holding
Funds holding: 14 → 16 (+2)
7.7% less ownership
Funds ownership: 77.88% → 70.18% (-7.7%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$6.91M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
+$1.22M |
| 3 |
JP Morgan Chase
New York
|
+$929K |
| 4 |
LPL Financial
San Diego,
California
|
+$713K |
| 5 |
FHA
First Horizon Advisors
Memphis,
Tennessee
|
+$575K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.97M |
| 2 |
Jane Street
New York
|
-$610K |
| 3 |
HA
Hays Advisory
Franklin,
Tennessee
|
-$260K |
| 4 |
SI
Stephens Inc
Little Rock,
Arkansas
|
-$202K |
| 5 |
Ameriprise
Minneapolis,
Minnesota
|
-$10.9K |
FEMS Hedge Fund Activity: Q4 2013 in Review
16 of the 3,459 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q4 2013, worth a combined $36.6M — up 36% from $26.9M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new FEMS positions and 1 closed out — a net gain of 2 holders — while 8 added to existing stakes and 5 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $6.91M. The largest seller was Susquehanna International Group, cutting an estimated $1.97M.
- 16 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q4 2013, up from 14 in Q3 2013.
- Funds reported $36.6M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q4 2013, up 36% quarter-over-quarter.
- 3 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q4 2013 and 1 closed out, a net change of +2 holders.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q4 2013 was Morgan Stanley, an estimated $6.91M added.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q4 2013 was Susquehanna International Group, an estimated $1.97M sold.
Based on aggregated 13F filings for Q4 2013.