Stephens Inc’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Stephens Inc’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-5,677	Closed	-$208K	–	846
2014 Q1	$208K	Buy	+5,677	New	+$205K	0.01%	695
2013 Q4	–	Sell	-5,851	Closed	-$202K	–	882
2013 Q3	$202K	Sell	5,851 -770	-12%	-$25.9K	0.01%	719
2013 Q2	$222K	Buy	+6,621	New	+$244K	0.01%	616

Other funds holding FEMS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Atwood & Palmer Kansas City, Missouri $1.87B AUM 24.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Stephens Inc's FEMS Position: Q2 2014 in Review

Stephens Inc sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q2 2014, closing a stake of 5,677 shares — an estimated $208K sold.

Stephens Inc first reported a position in FEMS in Q2 2013 and held it in 3 quarters. The position peaked at $222K in Q2 2013. 24 funds tracked by Wall St. Rank hold FEMS as of Q2 2014.

Stephens Inc reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q2 2014 after selling out during the quarter.
Stephens Inc sold 5,677 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q2 2014, an estimated $208K.
Stephens Inc first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q2 2013 and held it in 3 quarters.
Stephens Inc's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $222K in Q2 2013.
24 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q2 2014.

Based on Stephens Inc's 13F filing for Q2 2014, filed 15 Aug 2014.