Atwood & Palmer’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Atwood & Palmer’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-5,650	Closed	-$184K	–	333
2014 Q4	$184K	Sell	5,650 -151,965	-96%	-$5.2M	0.03%	129
2014 Q3	$5.72M	Buy	157,615 +47,475	+43%	+$1.81M	1.08%	30
2014 Q2	$4.08M	Buy	+110,140	New	+$4.06M	1.09%	32

Other funds holding FEMS

Keel Point Huntsville, Alabama $1.51B AUM 20.06% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

FHC

First Heartland Consultants Lake St. Louis, Missouri $1.55B AUM 20.5% 1-Year Est. Return

FWM

Frontier Wealth Management Kansas City, Missouri $1.38B AUM 6.3% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Atwood & Palmer's FEMS Position: Q1 2015 in Review

Atwood & Palmer sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q1 2015, closing a stake of 5,650 shares — an estimated $184K sold.

Atwood & Palmer first reported a position in FEMS in Q2 2014 and held it in 3 quarters. The position peaked at $5.72M in Q3 2014. 19 funds tracked by Wall St. Rank hold FEMS as of Q1 2015.

Atwood & Palmer reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q1 2015 after selling out during the quarter.
Atwood & Palmer sold 5,650 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q1 2015, an estimated $184K.
Atwood & Palmer first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q2 2014 and held it in 3 quarters.
Atwood & Palmer's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $5.72M in Q3 2014.
19 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q1 2015.

Based on Atwood & Palmer's 13F filing for Q1 2015, filed 5 May 2015.