First Heartland Consultants’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

First Heartland Consultants’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-5,975	Closed	-$201	–	268
2015 Q2	$201	Sell	5,975 -3,269	-35%	-$117K	0.05%	243
2015 Q1	$303K	Sell	9,244 -269	-3%	-$8.76K	0.12%	189
2014 Q4	$309K	Buy	9,513 +1,646	+21%	+$56.3K	0.13%	180
2014 Q3	$285K	Buy	+7,867	New	+$301K	0.13%	183

Other funds holding FEMS

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

FWM

Frontier Wealth Management Kansas City, Missouri $1.38B AUM 6.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 19.31% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

First Heartland Consultants's FEMS Position: Q3 2015 in Review

First Heartland Consultants sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q3 2015, closing a stake of 5,975 shares — an estimated $201 sold.

First Heartland Consultants first reported a position in FEMS in Q3 2014 and held it in 4 quarters. The position peaked at $309K in Q4 2014. 19 funds tracked by Wall St. Rank hold FEMS as of Q3 2015.

First Heartland Consultants reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q3 2015 after selling out during the quarter.
First Heartland Consultants sold 5,975 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q3 2015, an estimated $201.
First Heartland Consultants first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q3 2014 and held it in 4 quarters.
First Heartland Consultants's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $309K in Q4 2014.
19 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q3 2015.

Based on First Heartland Consultants's 13F filing for Q3 2015, filed 12 Nov 2015.