First Heartland Consultants’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-5,975	Closed	-$201	–	268
2015 Q2	$201	Sell	5,975 -3,269	-35%	-$110	0.05%	243
2015 Q1	$303K	Sell	9,244 -269	-3%	-$8.82K	0.12%	189
2014 Q4	$309K	Buy	9,513 +1,646	+21%	+$53.5K	0.13%	180
2014 Q3	$285K	Buy	+7,867	New	+$285K	0.13%	183