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First Trust Emerging Markets Small Cap AlphaDEX Fund

19 hedge funds and large institutions have $13.5M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 1 increasing their positions, 9 reducing their positions, and 9 closing their positions.

Holders
19
Holders Change
-5
Holders Change %
-20.83%
% of All Funds
0.51%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
1
Reduced
9
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
KP
1
Keel Point
Alabama
$3.09M 94,130 +94,130 New
Morgan Stanley
2
Morgan Stanley
New York
$2.51M 76,488 +4,576 +6%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$2.13M 65,071 -9,123 -12%
OMC
4
Old Mission Capital
Illinois
$1.57M 47,806 -10,200 -18%
Bank of America
5
Bank of America
North Carolina
$1.4M 42,780 -2,637 -6%
Ameriprise
6
Ameriprise
Minnesota
$993K 30,289 -7,399 -20%
LPL Financial
7
LPL Financial
California
$644K 19,465 -892 -4%
FHC
8
First Heartland Consultants
Missouri
$303K 9,244 -269 -3%
FWM
9
Frontier Wealth Management
Missouri
$224K 6,848 +6,848 New
Jane Street
10
Jane Street
New York
$220K 6,713 +6,713 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$164K 5,002 -103,602 -95%
UBS Group
12
UBS Group
Switzerland
$153K 4,666 -6,973 -60%
Fifth Third Bancorp
13
Fifth Third Bancorp
Ohio
$85K 2,600
AIG
14
American International Group
New York
$27.7K 846 -952 -53%
WA
15
WFG Advisors
Texas
$26K 785
DADC
16
D.A. Davidson & Co
Montana
$4K 150
WP
17
WealthPLAN Partners
Nebraska
$2K 55 +55 New
MFS
18
MSI Financial Services
Massachusetts
$1K 25
Deutsche Bank
19
Deutsche Bank
Germany
-68,398 Closed
RJA
20
Raymond James & Associates
Florida
-33,623 Closed
VKH
21
Virtu KCG Holdings
New York
-15,632 Closed
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
-13,108 Closed
JPMorgan Chase & Co
23
JPMorgan Chase & Co
New York
-8,070 Closed
Stifel Financial
24
Stifel Financial
Missouri
-6,954 Closed
AP
25
Atwood & Palmer
Missouri
-5,650 Closed