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First Trust Emerging Markets Small Cap AlphaDEX Fund

30 hedge funds and large institutions have $57.4M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 0 closing their positions.

Holders
30
Holders Change
+4
Holders Change %
+15.38%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
13
Reduced
7
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
3AM
1
3D Asset Management
Connecticut
$18.5M 508,395 -70,687 -12%
Morgan Stanley
2
Morgan Stanley
New York
$14.8M 406,510 +155,715 +62%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$6.26M 172,178 +4,964 +3%
Bank of America
4
Bank of America
North Carolina
$2.69M 74,022 -46,911 -39%
RJA
5
Raymond James & Associates
Florida
$1.72M 47,323 +937 +2%
OMC
6
Old Mission Capital
Illinois
$1.62M 44,505 -28,614 -39%
LPL Financial
7
LPL Financial
California
$1.58M 43,206 +8,869 +26%
AI
8
Atria Investments
North Carolina
$1.46M 40,095 +4,854 +14%
FWM
9
Frontier Wealth Management
Missouri
$1.24M 34,098 +1,086 +3%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.21M 33,233 +7,026 +27%
Jane Street
11
Jane Street
New York
$1.1M 30,241 -21,439 -41%
VKH
12
Virtu KCG Holdings
New York
$887K 24,389 +24,389 New
FTUS
13
Flow Traders U.S.
New York
$798K 21,933 +7,715 +54%
UBS Group
14
UBS Group
Switzerland
$781K 21,457 +17,008 +382%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$742K 20,381 +3,428 +20%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$426K 11,705 +2,490 +27%
JIP
17
Jaffetilchin Investment Partners
Florida
$323K 8,878 -368 -4%
GS
18
Girard Securities
California
$235K 6,464 +6,464 New
CS
19
Comerica Securities
Michigan
$210K 5,768 +5,768 New
WA
20
WFG Advisors
Texas
$208K 5,717 +2,173 +61%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$205K 5,638 +5,638 New
MRCM
22
M&R Capital Management
New Jersey
$174K 4,790 -670 -12%
GWM
23
Geneos Wealth Management
Colorado
$76K 2,094 +100 +5%
IA
24
IFP Advisors
Florida
$47K 1,287 -125 -9%
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$47K 1,300