3D Asset Management’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

3D Asset Management’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$238K	Hold	7,097	–	–	0.07%	68
2020 Q2	$231K	Buy	+7,097	New	+$208K	0.06%	58
2020 Q1	–	Sell	-7,097	Closed	-$280K	–	58
2019 Q4	$280K	Hold	7,097	–	–	0.06%	56
2019 Q3	$242K	Hold	7,097	–	–	0.06%	58
2019 Q2	$249K	Hold	7,097	–	–	0.06%	58
2019 Q1	$252K	Hold	7,097	–	–	0.06%	57
2018 Q4	$228K	Sell	7,097 -436	-6%	-$14.6K	0.06%	59
2018 Q3	$272K	Sell	7,533 -227,656	-97%	-$8.54M	0.06%	58
2018 Q2	$8.99M	Sell	235,189 -212,010	-47%	-$8.84M	2.15%	17
2018 Q1	$20.1M	Sell	447,199 -18,428	-4%	-$831K	4.74%	9
2017 Q4	$20.2M	Sell	465,627 -18,230	-4%	-$760K	4.69%	9
2017 Q3	$20M	Sell	483,857 -6,414	-1%	-$260K	4.76%	9
2017 Q2	$18.1M	Sell	490,271 -18,124	-4%	-$661K	4.6%	9
2017 Q1	$18.5M	Sell	508,395 -70,687	-12%	-$2.41M	4.79%	9
2016 Q4	$17.5M	Buy	579,082 +5,783	+1%	+$180K	4.66%	9
2016 Q3	$18.8M	Buy	573,299 +148,754	+35%	+$4.79M	5.04%	9
2016 Q2	$12.6M	Buy	424,545 +10,782	+3%	+$312K	3.51%	12
2016 Q1	$12.1M	Buy	+413,763	New	+$11M	3.43%	13

Other funds holding FEMS

AFA

American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

RVW Wealth Los Angeles, California $1.52B AUM 23.06% 1-Year Est. Return

FWM

Frontier Wealth Management Kansas City, Missouri $1.38B AUM 6.3% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

3D Asset Management's FEMS Position: Q3 2020 in Review

3D Asset Management held its First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) position steady in Q3 2020 at 7,097 shares worth $238K. The position accounts for 0.07% of the portfolio, ranked #68.

3D Asset Management first reported a position in FEMS in Q1 2016 and has held it in 18 quarters since. The position peaked at $20.2M in Q4 2017. 41 funds tracked by Wall St. Rank hold FEMS as of Q3 2020.

3D Asset Management held 7,097 shares of First Trust Emerging Markets Small Cap AlphaDEX Fund worth $238K as of Q3 2020.
3D Asset Management left its First Trust Emerging Markets Small Cap AlphaDEX Fund share count unchanged in Q3 2020.
First Trust Emerging Markets Small Cap AlphaDEX Fund made up 0.07% of 3D Asset Management's portfolio in Q3 2020, its #68 holding.
3D Asset Management first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q1 2016 and has held it in 18 quarters since.
3D Asset Management's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $20.2M in Q4 2017.
41 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q3 2020.

Based on 3D Asset Management's 13F filing for Q3 2020, filed 9 Nov 2020.