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First Trust Emerging Markets Small Cap AlphaDEX Fund

51 hedge funds and large institutions have $56.3M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 19 reducing their positions, and 8 closing their positions.

Holders
51
Holders Change
-1
Holders Change %
-1.92%
% of All Funds
1.12%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
17
Reduced
19
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$6.88M 201,990 -10,889 -5%
Citadel Advisors
2
Citadel Advisors
Florida
$6.53M 190,505 +138,813 +269%
Bank of America
3
Bank of America
North Carolina
$6.05M 177,554 +3,918 +2%
UBS Group
4
UBS Group
Switzerland
$5.4M 158,512 -1,102 -0.7%
LPL Financial
5
LPL Financial
California
$4.52M 132,755 +24,357 +22%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$3.71M 108,244 +94,936 +713%
Wells Fargo
7
Wells Fargo
California
$2.57M 75,512 +41,354 +121%
LNC
8
Lincoln National Corp
Pennsylvania
$2.13M 62,375 +2,757 +5%
GVAG
9
Great Valley Advisor Group
Delaware
$1.67M 49,090 +26,317 +116%
Jane Street
10
Jane Street
New York
$1.65M 48,276 +13,191 +38%
MML Investors Services
11
MML Investors Services
Massachusetts
$1.48M 43,358 -2,852 -6%
Stifel Financial
12
Stifel Financial
Missouri
$1.42M 42,132 -425 -1%
FWM
13
Frontier Wealth Management
Missouri
$1.34M 39,288
RJA
14
Raymond James & Associates
Florida
$1.15M 33,843 -5,337 -14%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.11M 32,658 -85,873 -72%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.11M 32,518 -944 -3%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1M 29,449 -4,704 -14%
AG
18
Advisor Group
Arizona
$715K 20,988 -4,254 -17%
CG
19
Colony Group
Massachusetts
$594K 17,430 +3,608 +26%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$507K 14,875 +666 +5%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$491K 14,410 -6,003 -29%
FTUS
22
Flow Traders U.S.
New York
$430K 12,567 +1,283 +11%
CAN
23
Cetera Advisor Networks
California
$408K 12,101 -13,056 -52%
SWM
24
Sequoia Wealth Management
Illinois
$386K 11,268 -292 -3%
Verition Fund Management
25
Verition Fund Management
Connecticut
$367K 10,712 +2,699 +34%