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First Trust Emerging Markets Small Cap AlphaDEX Fund

44 hedge funds and large institutions have $106M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 12 closing their positions.

Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
1%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
19
Reduced
11
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$22.5M 518,020 -92,084 -15%
3AM
2
3D Asset Management
Connecticut
$20.2M 465,627 -18,230 -4%
Bank of America
3
Bank of America
North Carolina
$11.6M 266,483 +59,255 +29%
LPL Financial
4
LPL Financial
California
$8.56M 197,409 +877 +0.4%
UBS Group
5
UBS Group
Switzerland
$6.89M 158,982 +115,125 +263%
3AM
6
3EDGE Asset Management
Florida
$5.84M 134,800 +400 +0.3%
RJA
7
Raymond James & Associates
Florida
$5.79M 133,510 +18,618 +16%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$5.01M 115,597 -25,836 -18%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.6M 82,963 -13,524 -14%
AI
10
Atria Investments
North Carolina
$1.72M 39,611 -4,617 -10%
Stifel Financial
11
Stifel Financial
Missouri
$1.6M 36,933 +20,815 +129%
FWM
12
Frontier Wealth Management
Missouri
$1.42M 32,753 -3,047 -9%
SS
13
Simplicity Solutions
Minnesota
$1.36M 31,359 +17,803 +131%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$1.07M 24,678 +1,809 +8%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$908K 20,948 +6,010 +40%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$881K 20,336 +8,755 +76%
CAN
17
Cetera Advisor Networks
California
$867K 20,107 +14,943 +289%
GRP
18
Global Retirement Partners
California
$827K 19,084 +19,084 New
MIAN
19
Mariner Independent Advisor Network
Kansas
$822K 18,306 +18,306 New
AG
20
Advisor Group
Arizona
$791K 18,258 +15,712 +617%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$661K 15,249 -36 -0.2%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$646K 14,907 +9,273 +165%
MML Investors Services
23
MML Investors Services
Massachusetts
$359K 8,278 +8,278 New
SWP
24
Stratos Wealth Partners
Ohio
$344K 7,929 +550 +7%
JIP
25
Jaffetilchin Investment Partners
Florida
$319K 7,354 -9,309 -56%