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First Trust Emerging Markets Small Cap AlphaDEX Fund

39 hedge funds and large institutions have $76M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 17 increasing their positions, 6 reducing their positions, and 4 closing their positions.

Holders
39
Holders Change
+9
Holders Change %
+30%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
17
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$21M 570,389 +163,879 +40%
3AM
2
3D Asset Management
Connecticut
$18.1M 490,271 -18,124 -4%
LPL Financial
3
LPL Financial
California
$6.04M 163,733 +120,527 +279%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$5.43M 147,108 -25,070 -15%
Bank of America
5
Bank of America
North Carolina
$4.54M 123,216 +49,194 +66%
RJA
6
Raymond James & Associates
Florida
$3.78M 102,426 +55,103 +116%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.28M 88,889 +55,656 +167%
OMC
8
Old Mission Capital
Illinois
$2.41M 65,338 +20,833 +47%
Citadel Advisors
9
Citadel Advisors
Florida
$1.93M 52,200 +52,200 New
AI
10
Atria Investments
North Carolina
$1.57M 42,555 +2,460 +6%
FWM
11
Frontier Wealth Management
Missouri
$1.32M 35,864 +1,766 +5%
UBS Group
12
UBS Group
Switzerland
$1.01M 27,369 +5,912 +28%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$752K 20,429 +48 +0.2%
VKH
14
Virtu KCG Holdings
New York
$487K 13,194 -11,195 -46%
NFG
15
Next Financial Group
Texas
$477K 12,936 +12,936 New
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$403K 10,933 -772 -7%
Stifel Financial
17
Stifel Financial
Missouri
$397K 10,778 +10,778 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$379K 10,288 +4,650 +82%
SS
19
Simplicity Solutions
Minnesota
$370K 10,038 +10,038 New
GS
20
Girard Securities
California
$312K 8,560 +2,096 +32%
WA
21
WFG Advisors
Texas
$311K 8,425 +2,708 +47%
JIP
22
Jaffetilchin Investment Partners
Florida
$284K 7,692 -1,186 -13%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$267K 7,245 +7,245 New
SB
24
Suntrust Banks
Georgia
$231K 6,281 +6,281 New
CS
25
Comerica Securities
Michigan
$207K 5,614 -154 -3%