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First Trust Emerging Markets Small Cap AlphaDEX Fund

19 hedge funds and large institutions have $11.1M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 4 closing their positions.

Holders
19
Holders Change
-1
Holders Change %
-5%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
7
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Bank of America
1
Bank of America
North Carolina
$5.22M 194,106 -735 -0.4%
OMC
2
Old Mission Capital
Illinois
$977K 36,320 +15,942 +78%
Ameriprise
3
Ameriprise
Minnesota
$926K 34,419 +1,487 +5%
FWM
4
Frontier Wealth Management
Missouri
$852K 31,670 +21,275 +205%
Morgan Stanley
5
Morgan Stanley
New York
$797K 29,621 -39,909 -57%
LPL Financial
6
LPL Financial
California
$775K 27,391 +6,396 +30%
Citadel Advisors
7
Citadel Advisors
Florida
$580K 21,555 +12 +0.1%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$400K 14,863 -27,477 -65%
VKH
9
Virtu KCG Holdings
New York
$340K 12,635 +12,635 New
UBS Group
10
UBS Group
Switzerland
$62K 2,292 -925 -29%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$38K 1,395 +583 +72%
WA
12
WFG Advisors
Texas
$38K 1,403 +614 +78%
Fifth Third Bancorp
13
Fifth Third Bancorp
Ohio
$35K 1,300
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$27K 1,003 -58,112 -98%
AIG
15
American International Group
New York
$19K 711
TRCT
16
Tower Research Capital (TRC)
New York
$17K 649 +649 New
DADC
17
D.A. Davidson & Co
Montana
$8K 300
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$1K 46 +46 New
KP
19
Keel Point
Alabama
-99,107 Closed
Jane Street
20
Jane Street
New York
-25,995 Closed
FHC
21
First Heartland Consultants
Missouri
-5,975 Closed
Wells Fargo
22
Wells Fargo
California
-64 Closed
Parallax Volatility Advisers
23
Parallax Volatility Advisers
California
$0 1