First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
19 hedge funds and large institutions have $11.1M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 4 closing their positions.
40% more repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 5
5% less funds holding
Funds holding: 20 → 19 (-1)
11.65% less ownership
Funds ownership: 50.86% → 39.21% (-12%)
25% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 4
46% less capital invested
Capital invested by funds: $20.7M → $11.1M (-$9.57M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FWM
Frontier Wealth Management
Kansas City,
Missouri
|
+$626K |
| 2 |
OMC
Old Mission Capital
Chicago,
Illinois
|
+$469K |
| 3 |
VKH
Virtu KCG Holdings
New York
|
+$372K |
| 4 |
LPL Financial
San Diego,
California
|
+$188K |
| 5 |
Ameriprise
Minneapolis,
Minnesota
|
+$43.7K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KP
Keel Point
Huntsville,
Alabama
|
-$3.48M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$1.71M |
| 3 |
Morgan Stanley
New York
|
-$1.17M |
| 4 |
Jane Street
New York
|
-$876K |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$808K |
FEMS Hedge Fund Activity: Q3 2015 in Review
19 of the 3,590 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q3 2015, worth a combined $11.1M — down 46% from $20.7M a quarter earlier.
Sellers outnumbered buyers: 4 funds closed out of FEMS and 3 opened new positions — a net loss of 1 holder — while 5 trimmed existing stakes and 7 added.
The largest buyer was Frontier Wealth Management, adding an estimated $626K. The largest seller was Keel Point, exiting entirely with an estimated $3.48M sold.
- 19 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q3 2015, down from 20 in Q2 2015.
- Funds reported $11.1M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q3 2015, down 46% quarter-over-quarter.
- 3 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q3 2015 and 4 closed out, a net change of -1 holder.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q3 2015 was Frontier Wealth Management, an estimated $626K added.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q3 2015 was Keel Point, an estimated $3.48M sold.
Based on aggregated 13F filings for Q3 2015.