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First Trust Emerging Markets Small Cap AlphaDEX Fund

24 hedge funds and large institutions have $54.7M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 2 reducing their positions, and 4 closing their positions.

Holders
24
Holders Change
+5
Holders Change %
+26.32%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
12
Reduced
2
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$18.7M 503,184 +17,707 +4%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$10.4M 280,004 +280,004 New
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$6.11M 164,681 +29,354 +22%
AP
4
Atwood & Palmer
Missouri
$4.08M 110,140 +110,140 New
LPL Financial
5
LPL Financial
California
$2.58M 69,633 +10,709 +18%
JPMorgan Chase & Co
6
JPMorgan Chase & Co
New York
$1.9M 51,304 -193 -0.4%
VKH
7
Virtu KCG Holdings
New York
$1.7M 45,753 +45,753 New
Bank of America
8
Bank of America
North Carolina
$1.49M 40,277 +29,217 +264%
Ameriprise
9
Ameriprise
Minnesota
$1.32M 35,449 +11,718 +49%
Jane Street
10
Jane Street
New York
$1.21M 32,606 +32,606 New
U
11
UBS
Switzerland
$1.2M 32,403 +28,745 +786%
BFA
12
Beaumont Financial Advisors
Massachusetts
$1.12M 30,306 +4,330 +17%
RJA
13
Raymond James & Associates
Florida
$1.1M 29,779 +6,495 +28%
Stifel Financial
14
Stifel Financial
Missouri
$875K 23,605 +6,583 +39%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$382K 10,316 -199 -2%
B
16
Baird
Wisconsin
$296K 7,985 +7,985 New
Fifth Third Bancorp
17
Fifth Third Bancorp
Ohio
$96K 2,600
AIG
18
American International Group
New York
$79.8K 2,153 +1,263 +142%
US Bancorp
19
US Bancorp
Minnesota
$17K 450 +37 +9%
WA
20
WFG Advisors
Texas
$17K 451 +251 +126%
Creative Planning
21
Creative Planning
Kansas
$16K 440 +440 New
Deutsche Bank
22
Deutsche Bank
Germany
$12K 325 +325 New
Wells Fargo
23
Wells Fargo
California
$10K 270 +270 New
MFS
24
MSI Financial Services
Massachusetts
$1K 25 +25 New
HA
25
Hays Advisory
Tennessee
-230,122 Closed