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First Trust Emerging Markets Small Cap AlphaDEX Fund

24 hedge funds and large institutions have $54.7M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 2 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 2

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

35% more capital invested

Capital invested by funds: $40.5M → $54.7M (+$14.1M)

26% more funds holding

Funds holding: 1924 (+5)

6.08% less ownership

Funds ownership: 65.05%58.97% (-6.1%)

Holders
24
Holders Change
+5
Holders Change %
+26.32%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
12
Reduced
2
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.7M +$652K +17,707 +4%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$10.4M +$10.3M +280,004 New
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$6.11M +$1.08M +29,354 +22%
AP
4
Atwood & Palmer
Missouri
$4.08M +$4.06M +110,140 New
LPL Financial
5
LPL Financial
California
$2.58M +$394K +10,709 +18%
JP Morgan Chase
6
JP Morgan Chase
New York
$1.9M -$7.11K -193 -0.4%
VKH
7
Virtu KCG Holdings
New York
$1.7M +$1.69M +45,753 New
Bank of America
8
Bank of America
North Carolina
$1.49M +$1.08M +29,217 +264%
Ameriprise
9
Ameriprise
Minnesota
$1.31M +$432K +11,718 +49%
Jane Street
10
Jane Street
New York
$1.21M +$1.2M +32,606 New
U
11
UBS
Switzerland
$1.2M +$1.06M +28,745 +786%
BFA
12
Beaumont Financial Advisors
Massachusetts
$1.12M +$159K +4,330 +17%
RJA
13
Raymond James & Associates
Florida
$1.1M +$239K +6,495 +28%
Stifel Financial
14
Stifel Financial
Missouri
$875K +$242K +6,583 +39%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$382K -$7.33K -199 -2%
B
16
Baird
Wisconsin
$296K +$294K +7,985 New
Fifth Third Bancorp
17
Fifth Third Bancorp
Ohio
$96K
AIG
18
American International Group
New York
$79.8K +$46.5K +1,263 +142%
US Bancorp
19
US Bancorp
Minnesota
$17K +$1.36K +37 +9%
WA
20
WFG Advisors
Texas
$17K +$9.24K +251 +126%
Creative Planning
21
Creative Planning
Kansas
$16K +$16.2K +440 New
Deutsche Bank
22
Deutsche Bank
Germany
$12K +$12K +325 New
Wells Fargo
23
Wells Fargo
California
$10K +$9.95K +270 New
MFS
24
MSI Financial Services
Massachusetts
$1K +$921 +25 New
HA
25
Hays Advisory
Tennessee
-$8.43M -230,122 Closed

FEMS Hedge Fund Activity: Q2 2014 in Review

24 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q2 2014, worth a combined $54.7M — up 35% from $40.5M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FEMS positions and 4 closed out — a net gain of 5 holders — while 12 added to existing stakes and 2 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $10.3M. The largest seller was Hays Advisory, exiting entirely with an estimated $8.43M sold.

  • 24 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q2 2014, up from 19 in Q1 2014.
  • Funds reported $54.7M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q2 2014, up 35% quarter-over-quarter.
  • 9 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q2 2014 and 4 closed out, a net change of +5 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q2 2014 was Susquehanna International Group, an estimated $10.3M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q2 2014 was Hays Advisory, an estimated $8.43M sold.

Based on aggregated 13F filings for Q2 2014.