B. Riley Wealth Management’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Hold	0	–	–	–	1094
2014 Q2	–	Sell	-390	Closed	-$14K	–	1116
2014 Q1	$14K	Buy	+390	New	+$14K	0.01%	695