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First Trust Emerging Markets Small Cap AlphaDEX Fund

45 hedge funds and large institutions have $67.4M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
-1
Holders Change %
-2.17%
% of All Funds
0.99%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
15
Reduced
13
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
AFA
1
American Financial Advisors
Georgia
$16.8M +$16.8M +611,206 New
Bank of America
2
Bank of America
North Carolina
$9.46M +$4.23M +169,326 +81%
RW
3
RVW Wealth
California
$5.09M +$5.09M +203,860 New
LPL Financial
4
LPL Financial
California
$4.8M +$1.33M +53,271 +38%
UBS Group
5
UBS Group
Switzerland
$4.47M +$516K +20,647 +13%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$4.42M +$3.54M +141,494 +401%
Jane Street
7
Jane Street
New York
$4.04M +$2.22M +88,799 +122%
Morgan Stanley
8
Morgan Stanley
New York
$3.52M -$1.77M -70,643 -33%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$3.19M +$2.24M +88,564 +236%
FTUS
10
Flow Traders U.S.
New York
$2.1M +$2.1M +83,261 New
LNC
11
Lincoln National Corp
Pennsylvania
$1.59M -$78.4K -3,138 -5%
FWM
12
Frontier Wealth Management
Missouri
$1.02M +$41.1K +1,645 +4%
RJA
13
Raymond James & Associates
Florida
$988K +$176K +7,035 +22%
Wells Fargo
14
Wells Fargo
California
$809K -$298K -11,938 -27%
HR
15
Hayden Royal
North Carolina
$759K +$759K +43,140 New
MML Investors Services
16
MML Investors Services
Massachusetts
$745K +$56.6K +2,266 +8%
Osaic Holdings
17
Osaic Holdings
Arizona
$576K +$576K +23,043 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$416K -$402K -16,099 -49%
OC
19
Oppenheimer & Co
New York
$370K +$370K +14,825 New
CG
20
Colony Group
Massachusetts
$335K -$9.11K -365 -3%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$331K -$22.4K -897 -6%
CAN
22
Cetera Advisor Networks
California
$318K +$8.01K +321 +3%
WWM
23
Western Wealth Management
Colorado
$278K -$4.32K -174 -2%
Citadel Advisors
24
Citadel Advisors
Florida
$261K +$261K +10,330 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$224K -$2.07M -83,064 -90%