Independent Advisor Alliance’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Independent Advisor Alliance’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$3.3M	Buy	+72,428	New	+$3.29M	0.04%	415
2025 Q1	–	Sell	-74,261	Closed	-$2.8M	–	965
2024 Q4	$2.8M	Buy	+74,261	New	+$2.91M	0.04%	422
2020 Q1	–	Sell	-41,145	Closed	-$1.63M	–	535
2019 Q4	$1.63M	Buy	+41,145	New	+$1.49M	0.07%	271

Other funds holding FEMS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

BWG

Beta Wealth Group San Diego, California $267M AUM 18.9% 1-Year Est. Return

626 Financial Portage, Michigan $257M AUM 22.23% 1-Year Est. Return

AAP

Arax Advisory Partners Denver, Colorado $3.54B AUM 19.14% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Independent Advisor Alliance's FEMS Position: Q1 2026 in Review

Independent Advisor Alliance opened a new position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q1 2026: 72,428 shares worth $3.3M. The stake represents 0.04% of the portfolio and ranks #415 among its holdings. This is a return to the name: Independent Advisor Alliance previously reported a position in FEMS as recently as Q4 2024.

Independent Advisor Alliance first reported a position in FEMS in Q4 2019 and has held it in 3 quarters since. 68 funds tracked by Wall St. Rank hold FEMS as of Q1 2026.

Independent Advisor Alliance held 72,428 shares of First Trust Emerging Markets Small Cap AlphaDEX Fund worth $3.3M as of Q1 2026.
First Trust Emerging Markets Small Cap AlphaDEX Fund was a new Independent Advisor Alliance position in Q1 2026.
First Trust Emerging Markets Small Cap AlphaDEX Fund made up 0.04% of Independent Advisor Alliance's portfolio in Q1 2026, its #415 holding.
Independent Advisor Alliance first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q4 2019 and has held it in 3 quarters since.
68 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q1 2026.

Based on Independent Advisor Alliance's 13F filing for Q1 2026, filed 12 May 2026.