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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$1.05B
Cap. Flow
-$1.08B
Cap. Flow %
-608.68%
Top 10 Hldgs %
37.36%
Holding
630
New
3
Increased
8
Reduced
92
Closed
526

Top Buys

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.47M
2
BAI
iShares A.I. Innovation and Tech Active ETF
BAI
+$522K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
4
PHM icon
Pultegroup
PHM
+$218K
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$181K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$41M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.5M
3
AAPL icon
Apple
AAPL
+$34.1M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$26.1M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$25M

Sector Composition

Rank Sector Weight
1 Technology 12.54%
2 Communication Services 2.67%
3 Consumer Discretionary 1.38%
4 Financials 0.59%
5 Consumer Staples 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.89T
$18.2M 10.22%
71,372
-150,768
-68% -$34.1M
GLD icon
2
SPDR Gold Trust
GLD
$131B
$7.76M 4.36%
21,837
-29,821
-58% -$9.5M
AOA icon
3
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$6.31M 3.55%
71,608
+342
+0.5% +$29.1K
MINT icon
4
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$6.03M 3.39%
59,889
-13,184
-18% -$1.32M
IVV icon
5
iShares Core S&P 500 ETF
IVV
$876B
$5.68M 3.19%
8,485
-14,594
-63% -$9.4M
IUSB icon
6
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$4.74M 2.66%
101,424
-26,392
-21% -$1.22M
XLG icon
7
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$4.63M 2.6%
80,409
-6,554
-8% -$358K
PTLC icon
8
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$4.51M 2.54%
82,362
-25,182
-23% -$1.33M
AOM icon
9
iShares Core Moderate Allocation ETF
AOM
$1.76B
$4.44M 2.5%
93,348
+3,893
+4% +$181K
ITA icon
10
iShares US Aerospace & Defense ETF
ITA
$14.2B
$4.18M 2.35%
19,979
-375
-2% -$73.9K
VTI icon
11
Vanguard Total Stock Market ETF
VTI
$654B
$4.06M 2.28%
12,358
-82,738
-87% -$26.1M
SPY icon
12
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$3.95M 2.22%
5,931
-63,227
-91% -$40.5M
JGRO icon
13
JPMorgan Active Growth ETF
JGRO
$9.38B
$3.88M 2.18%
41,414
-130,981
-76% -$11.7M
BND icon
14
Vanguard Total Bond Market
BND
$157B
$3.66M 2.06%
49,253
-94,852
-66% -$6.98M
SPMO icon
15
Invesco S&P 500 Momentum ETF
SPMO
$21.1B
$3.65M 2.05%
30,187
-4,759
-14% -$554K
VPU
16
Vanguard Utilities ETF
VPU
$8.83B
$3.11M 1.75%
16,395
-1,325
-7% -$243K
DYNF icon
17
BlackRock US Equity Factor Rotation ETF
DYNF
$38.1B
$3.02M 1.7%
50,979
-1,268
-2% -$71.9K
IVW icon
18
iShares S&P 500 Growth ETF
IVW
$72.5B
$3.02M 1.7%
24,989
-135,930
-84% -$15.6M
QQQM icon
19
Invesco NASDAQ 100 ETF
QQQM
$95.1B
$2.97M 1.67%
12,012
-4,094
-25% -$965K
MUB icon
20
iShares National Muni Bond ETF
MUB
$45.1B
$2.94M 1.65%
27,564
-20,500
-43% -$2.15M
SPDV icon
21
AAM S&P 500 High Dividend Value ETF
SPDV
$101M
$2.77M 1.56%
79,724
-1,050
-1% -$35.5K
IGSB icon
22
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$2.73M 1.53%
51,395
-6,495
-11% -$343K
EFV icon
23
iShares MSCI EAFE Value ETF
EFV
$27.6B
$2.53M 1.42%
37,332
-3,114
-8% -$205K
SLV icon
24
iShares Silver Trust
SLV
$28.1B
$2.44M 1.37%
57,484
-46,663
-45% -$1.68M
MSFT icon
25
Microsoft
MSFT
$2.84T
$2.36M 1.33%
4,562
-48,106
-91% -$24.5M
1
2 3 4 5

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Financial Advocates Investment Management held 630 positions worth $178M, down 86% from $1.23B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Financial Advocates Investment Management withdrew a net $1.08B in Q3 2025, closing 526 positions and reducing 92 holdings. Its most notable exit was iShares Core MSCI EAFE ETF, an estimated $25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Financial Advocates Investment Management opened a new position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund worth $1.53M.

  • Financial Advocates Investment Management's largest Q3 2025 buy was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund: 22,499 shares worth $1.53M.
  • Financial Advocates Investment Management added most to iShares A.I. Innovation and Tech Active ETF in Q3 2025, an estimated $522K increase.
  • Financial Advocates Investment Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $41M.
  • Financial Advocates Investment Management fully exited iShares Core MSCI EAFE ETF in Q3 2025, selling an estimated $25M.
  • Financial Advocates Investment Management's ten largest holdings make up 37% of its $178M portfolio in Q3 2025.
  • Financial Advocates Investment Management opened 3 new positions and closed 526 in Q3 2025.
  • Financial Advocates Investment Management's portfolio value fell 86% quarter-over-quarter to $178M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.