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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.41T
$51M 3.8%
392,158
+74,652
+24% +$10.7M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$37.4M 2.79%
+96,512
New +$37.1M
MSFT icon
3
Microsoft
MSFT
$3.66T
$31.8M 2.37%
132,524
+19,236
+17% +$4.62M
FVD icon
4
First Trust Value Line Dividend Fund
FVD
$8.36B
$23M 1.72%
577,320
+35,878
+7% +$1.4M
VTI icon
5
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$18.3M 1.37%
95,852
+18,117
+23% +$3.49M
FTCS icon
6
First Trust Capital Strength ETF
FTCS
$7.97B
$17.7M 1.32%
236,417
+6,771
+3% +$500K
VUG icon
7
Vanguard Morningstar Growth ETF
VUG
$229B
$16.5M 1.23%
463,560
+29,814
+7% +$1.1M
GLD icon
8
SPDR Gold Trust
GLD
$144B
$14.6M 1.09%
85,946
-2,943
-3% -$474K
IVW icon
9
iShares S&P 500 Growth ETF
IVW
$77.3B
$14.2M 1.06%
243,097
+78,239
+47% +$4.7M
XLE icon
10
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$14M 1.04%
319,374
+69,914
+28% +$3.04M
COWZ icon
11
Pacer US Cash Cows 100 ETF
COWZ
$19.6B
$13.2M 0.98%
285,325
+109,630
+62% +$5.1M
BND icon
12
Vanguard Total Bond Market
BND
$161B
$12.9M 0.96%
179,951
+36,869
+26% +$2.64M
IJH icon
13
iShares Core S&P Mid-Cap ETF
IJH
$128B
$12.9M 0.96%
266,850
+38,895
+17% +$1.88M
IEFA icon
14
iShares Core MSCI EAFE ETF
IEFA
$196B
$12.4M 0.92%
201,244
+24,820
+14% +$1.46M
RSP icon
15
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$12.3M 0.92%
87,065
-18,496
-18% -$2.59M
IVE icon
16
iShares S&P 500 Value ETF
IVE
$50B
$11.7M 0.87%
80,397
-711
-0.9% -$102K
JPST icon
17
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$11.6M 0.87%
232,310
+171,762
+284% +$8.61M
VTV icon
18
Vanguard Morningstar Value ETF
VTV
$193B
$11.1M 0.83%
+79,418
New +$10.9M
AMZN icon
19
Amazon
AMZN
$2.88T
$11.1M 0.83%
132,684
+19,676
+17% +$1.94M
DFAI
20
Dimensional International Core Equity Market ETF
DFAI
$18B
$10.2M 0.76%
409,072
+42,864
+12% +$1.03M
USMV icon
21
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$9.99M 0.74%
138,533
+46,186
+50% +$3.29M
UCON icon
22
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$9.28M 0.69%
384,976
+51,467
+15% +$1.24M
QQQ icon
23
Invesco QQQ Trust
QQQ
$481B
$8.64M 0.64%
29,927
-15,468
-34% -$4.28M
RDVY icon
24
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
$8.37M 0.62%
190,678
-33,099
-15% -$1.45M
AGG icon
25
iShares Core US Aggregate Bond ETF
AGG
$138B
$8.31M 0.62%
85,663
+36,049
+73% +$3.49M
1
2 3 4 5

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.