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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+19.03%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$354M
Cap. Flow
+$192M
Cap. Flow %
18.18%
Top 10 Hldgs %
19.93%
Holding
646
New
168
Increased
253
Reduced
160
Closed
39

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12.5M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.6M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$10.4M
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$7.69M
5
SLV icon
iShares Silver Trust
SLV
+$4.53M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$16.3M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
3
AMZN icon
Amazon
AMZN
+$12.9M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.2M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.95M

Sector Composition

Rank Sector Weight
1 Technology 9.43%
2 Consumer Discretionary 2.61%
3 Healthcare 2.43%
4 Industrials 2.36%
5 Communication Services 2.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.41T
$35.4M 3.36%
387,328
+13,684
+4% +$1.06M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$26.5M 2.51%
82,496
+14,507
+21% +$4.25M
MSFT icon
3
Microsoft
MSFT
$3.66T
$24.5M 2.32%
120,416
+13,853
+13% +$2.51M
VGSH icon
4
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$19.4M 1.84%
312,284
+200,575
+180% +$12.5M
GLD icon
5
PUT
SPDR Gold Trust
GLD
$144B
$19.1M 1.81%
+114,090
New +$18.4M
QQQ icon
6
PUT
Invesco QQQ Trust
QQQ
$481B
$18.8M 1.78%
75,632
+75,482
+50,321% +$16.9M
AMZN icon
7
PUT
Amazon
AMZN
$2.88T
$18.2M 1.73%
+132,140
New +$16M
SCHO icon
8
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$17.2M 1.63%
665,692
-13,208
-2% -$341K
IVV icon
9
iShares Core S&P 500 ETF
IVV
$904B
$16.4M 1.55%
52,872
-2,574
-5% -$756K
SLV icon
10
iShares Silver Trust
SLV
$31.8B
$14.7M 1.39%
846,073
+296,453
+54% +$4.53M
SCHZ icon
11
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$14.6M 1.39%
519,834
+379,700
+271% +$10.6M
XLK icon
12
State Street Technology Select Sector SPDR ETF
XLK
$124B
$13.1M 1.24%
257,616
+220,852
+601% +$10.4M
EDV icon
13
Vanguard World Funds Extended Duration ETF
EDV
$3.46B
$11.5M 1.09%
69,510
-8,976
-11% -$1.5M
FVD icon
14
First Trust Value Line Dividend Fund
FVD
$8.36B
$10.6M 1%
349,218
+36,383
+12% +$1.08M
VTI icon
15
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$10.1M 0.95%
64,348
-22,463
-26% -$3.31M
VUG icon
16
Vanguard Morningstar Growth ETF
VUG
$229B
$10.1M 0.95%
298,860
-4,218
-1% -$130K
USMV icon
17
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$9.86M 0.93%
162,601
-7,865
-5% -$467K
FIXD icon
18
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$9.62M 0.91%
175,613
+37,608
+27% +$2.03M
GBIL icon
19
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$8.78M 0.83%
87,342
-2,759
-3% -$277K
VTV icon
20
Vanguard Morningstar Value ETF
VTV
$193B
$8.65M 0.82%
86,841
+260
+0.3% +$25.5K
FTCS icon
21
First Trust Capital Strength ETF
FTCS
$7.97B
$8.42M 0.8%
144,170
+28,147
+24% +$1.57M
FXH icon
22
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$8.09M 0.77%
+89,663
New +$7.69M
BND icon
23
Vanguard Total Bond Market
BND
$161B
$7.78M 0.74%
88,076
-1,098
-1% -$96K
BA icon
24
Boeing
BA
$183B
$7.74M 0.73%
41,507
+11,197
+37% +$1.72M
AGG icon
25
iShares Core US Aggregate Bond ETF
AGG
$138B
$7.7M 0.73%
65,305
+13,652
+26% +$1.6M
1
2 3 4 5

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Financial Advocates Investment Management's Q2 2020 Portfolio in Review

As of Q2 2020, Financial Advocates Investment Management held 646 positions worth $1.06B, up 51% from $701M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $192M of net new capital in Q2 2020, opening 168 new positions and adding to 253 existing holdings. Its largest new stake was First Trust Health Care AlphaDEX Fund: 89,663 shares worth $8.09M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $3.95M trimmed.

  • Financial Advocates Investment Management's largest Q2 2020 buy was First Trust Health Care AlphaDEX Fund: 89,663 shares worth $8.09M.
  • Financial Advocates Investment Management added most to Vanguard Short-Term Treasury ETF in Q2 2020, an estimated $12.5M increase.
  • Financial Advocates Investment Management's biggest Q2 2020 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $3.95M.
  • Financial Advocates Investment Management fully exited SPDR Gold Trust in Q2 2020, selling an estimated $16.3M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.06B portfolio in Q2 2020.
  • Financial Advocates Investment Management opened 168 new positions and closed 39 in Q2 2020.
  • Financial Advocates Investment Management's portfolio value rose 51% quarter-over-quarter to $1.06B.

Based on Financial Advocates Investment Management's 13F filing for Q2 2020, filed 14 Aug 2020.