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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$904B
$37.9M 4.32%
126,825
-4,337
-3% -$1.29M
VTI icon
2
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$28.1M 3.21%
186,407
+3,003
+2% +$453K
QQQ icon
3
Invesco QQQ Trust
QQQ
$481B
$23M 2.63%
122,207
-22,879
-16% -$4.34M
AAPL icon
4
Apple
AAPL
$4.41T
$22.2M 2.53%
395,604
+49,640
+14% +$2.6M
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$20.2M 2.31%
68,129
-8,949
-12% -$2.64M
MSFT icon
6
Microsoft
MSFT
$3.66T
$14.9M 1.7%
106,987
+4,487
+4% +$617K
USMV icon
7
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$14.6M 1.67%
228,455
-51,497
-18% -$3.26M
FTSM icon
8
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$14.2M 1.62%
236,165
+50,237
+27% +$3.02M
SCHO icon
9
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$13.7M 1.56%
540,778
+102,360
+23% +$2.59M
GBIL icon
10
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$11.4M 1.3%
113,710
+6,596
+6% +$662K
MTUM icon
11
iShares MSCI USA Momentum Factor ETF
MTUM
$26B
$11.3M 1.29%
94,777
+72,952
+334% +$8.79M
RSP icon
12
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$11.2M 1.28%
103,595
-37,751
-27% -$4.05M
AMZN icon
13
Amazon
AMZN
$2.88T
$10.9M 1.24%
125,160
+1,100
+0.9% +$102K
GLD icon
14
SPDR Gold Trust
GLD
$144B
$10.2M 1.16%
73,269
+654
+0.9% +$90.9K
BND icon
15
Vanguard Total Bond Market
BND
$161B
$9.16M 1.05%
108,480
-31,844
-23% -$2.67M
FVD icon
16
First Trust Value Line Dividend Fund
FVD
$8.36B
$9.03M 1.03%
259,011
+25,931
+11% +$884K
IVE icon
17
iShares S&P 500 Value ETF
IVE
$50B
$8.48M 0.97%
71,184
-3,426
-5% -$402K
FNY icon
18
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$606M
$8.41M 0.96%
187,903
+8,230
+5% +$378K
VGSH icon
19
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$8.22M 0.94%
134,942
+20,760
+18% +$1.26M
IVW icon
20
iShares S&P 500 Growth ETF
IVW
$77.3B
$8.1M 0.93%
179,976
+2,644
+1% +$120K
BA icon
21
Boeing
BA
$183B
$7.46M 0.85%
19,619
-1,119
-5% -$400K
EFAV icon
22
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$7.41M 0.85%
101,166
+21,860
+28% +$1.58M
GMOM icon
23
Cambria Global Momentum ETF
GMOM
$72.5M
$7.39M 0.84%
292,004
-78,126
-21% -$1.98M
VOO icon
24
Vanguard S&P 500 ETF
VOO
$1.03T
$7.33M 0.84%
26,901
-3,126
-10% -$848K
VUG icon
25
Vanguard Morningstar Growth ETF
VUG
$229B
$7.09M 0.81%
255,816
+15,252
+6% +$423K
1
2 3 4 5

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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.