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FAIM
Financial Advocates Investment Management Portfolio holdings
AUM
$178M
1-Year Est. Return
21.03%
This Fund
S&P 500
This Quarter
Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
(+8.5%)
Cap. Flow
+$113M
Cap. Flow
% of AUM
12.66%
Top 10 Holdings %
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America Series L
BAC.PRL
|
+$87.5M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$10.8M |
| 3 |
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
|
+$6.38M |
| 4 |
SPDR Gold Trust
GLD
|
+$5.65M |
| 5 |
iShares MSCI USA Value Factor ETF
VLUE
|
+$4.89M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$8.12M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.04M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$2.9M |
| 4 |
Vanguard Morningstar Mid-Cap Growth ETF
VOT
|
+$2.68M |
| 5 |
LDRS
Innovator IBD ETF Leaders ETF
LDRS
|
+$2.65M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.52% |
| 2 | Consumer Discretionary | 3.71% |
| 3 | Industrials | 3.07% |
| 4 | Financials | 2.83% |
| 5 | Communication Services | 2.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Invesco QQQ Trust
QQQ
$481B
| $32.3M | 3.61% |
174,085
-4,421
| -2% | -$800K |
|
|
2
iShares Core S&P 500 ETF
IVV
$904B
| $28.7M | 3.21% |
98,178
+37,734
| +62% | +$10.8M |
|
|
3
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
| $24.1M | 2.69% |
160,972
-19,721
| -11% | -$2.9M |
|
4
State Street SPDR S&P 500 ETF Trust
SPY
$809B
| $21.4M | 2.39% |
73,750
+2,777
| +4% | +$791K |
|
5
Apple
AAPL
$4.41T
| $21.4M | 2.39% |
379,040
+2,428
| +0.6% | +$126K |
|
6
Vanguard Total Bond Market
BND
$161B
| $18M | 2.01% |
228,218
+10,734
| +5% | +$848K |
|
|
7
iShares MSCI USA Value Factor ETF
VLUE
$9.59B
| $17.5M | 1.96% |
199,651
+56,531
| +39% | +$4.89M |
|
8
Cambria Global Momentum ETF
GMOM
$72.5M
| $14.9M | 1.66% |
555,721
+12,973
| +2% | +$347K |
|
9
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
| $14.3M | 1.6% |
250,832
+6,187
| +3% | +$345K |
|
10
Microsoft
MSFT
$3.66T
| $13.8M | 1.54% |
120,534
+4,320
| +4% | +$468K |
|
11
Schwab US Large- Cap ETF
SCHX
$74.5B
| $13.6M | 1.52% |
1,176,072
-12,318
| -1% | -$140K |
|
12
Amazon
AMZN
$2.88T
| $12.7M | 1.41% |
126,340
+5,260
| +4% | +$495K |
|
|
13
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20B
| $11.3M | 1.26% |
79,388
-19,127
| -19% | -$2.68M |
|
14
iShares S&P 500 Growth ETF
IVW
$77.3B
| $10.2M | 1.14% |
230,100
-25,184
| -10% | -$1.08M |
|
15
iShares Core MSCI EAFE ETF
IEFA
$196B
| $10.1M | 1.13% |
158,203
+43,798
| +38% | +$2.79M |
|
|
AAVM
16
EA Series Trust Alpha Architect Global Factor Equity ETF
AAVM
$27.1M
| $9.33M | 1.04% |
321,963
+59,572
| +23% | +$1.72M |
|
17
iShares Core S&P Small-Cap ETF
IJR
$112B
| $9.13M | 1.02% |
104,667
+22,779
| +28% | +$2M |
|
18
iShares Core S&P Mid-Cap ETF
IJH
$128B
| $8.96M | 1% |
222,570
-32,950
| -13% | -$1.32M |
|
19
Vanguard S&P 500 ETF
VOO
$1.03T
| $8.88M | 0.99% |
33,232
-805
| -2% | -$211K |
|
20
Boeing
BA
$183B
| $8.2M | 0.92% |
22,055
-425
| -2% | -$149K |
|
21
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$606M
| $7.76M | 0.87% |
167,597
+949
| +0.6% | +$43.1K |
|
22
iShares Russell 2000 ETF
IWM
$82.2B
| $7.7M | 0.86% |
45,651
-11,811
| -21% | -$1.99M |
|
23
iShares MSCI USA Momentum Factor ETF
MTUM
$26B
| $7.22M | 0.81% |
60,688
+4,936
| +9% | +$568K |
|
24
iShares S&P 500 Value ETF
IVE
$50B
| $6.58M | 0.74% |
56,848
-6,590
| -10% | -$756K |
|
25
Chevron
CVX
$386B
| $6.37M | 0.71% |
52,122
+1,326
| +3% | +$161K |
|
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review
As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.
By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.
On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.
- Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
- Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
- Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
- Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
- Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
- Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
- Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.
Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.